RP
Ryan S. Ponsford
CARMEL CAPITAL PARTNERS
San Diego, CA 92123
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CRD#: 4363535
RP
Professional summary
Ryan Scott Ponsford is a registered financial advisor currently at CARMEL CAPITAL PARTNERS, LLC located in San Diego, California.
Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Ryan has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Ryan Ponsford is a real estate broker in the State of California. From time to time, he will offer Clients advice or products from this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. 303 always acts in the best interest of the Client; including in the sale of commissionable products to advisory Clients. Clients are in no way required to implement the plan through any representative of 303 in their capacity as a real estate broker. Ryan Ponsford is a Business Strategist with One Trust Home Loans, a lender and company that provides retirement solutions for retirees. His role is not client facing, but rather providing strategy and employee development. Ryan Ponsford is Principal of Strategic Mastery Inc., DBA Akili Capital, a strategic consulting firm. This firm provides guidance around closely held businesses and families with extensive real estate holdings or those seeking to increase philanthropic impact. Ryan Ponsford is on the executive board for Main Street Philanthropy. Main Street Philanthropy is a 501(c)3 public charity that educates and inspires the next generation of philanthropists. Ryan Ponsford is the Founder of Gateway for Good, a Benefit Corporation designed to engage corporations around corporate culture, employee engagement, and community involvement through corporate giving programs. Strategic Mastery, LLC dba AkiliInsurance Solutions; San Diego, CA; Investment Related; Fixed Insurance Sales; Insurance Agent; Started 08/2019.
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Scott Ponsford's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 20, 2023 - Present
CARMEL CAPITAL PARTNERS, LLC
Office #1: 5675 Ruffin Road #300, San Diego, CA 92123RIA
CRD#: 123907
San Diego, CA
Past
July 14, 2015 - December 31, 2023
303 ADVISORS, LLC
RIA
CRD#: 175231
SAN DIEGO, CA
Past
May 28, 2014 - April 23, 2015
RANCE KING SECURITIES CORP.
BD
CRD#: 15737
LONG BEACH, CA
Past
March 28, 2014 - December 16, 2014
THE FINANCIAL TEAM, INC.
RIA
CRD#: 141355
CARLSBAD, CA
Past
October 27, 2011 - December 31, 2012
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
RIA
CRD#: 20804
SAN MARCOS, CA
Past
November 24, 2008 - December 9, 2011
CROSSWIND ADVISORY LLC
RIA
CRD#: 148042
SAN DIEGO, CA
Past
April 3, 2006 - December 31, 2009
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
RIA
CRD#: 20804
SAN MARCOS, CA
Past
March 6, 2006 - December 31, 2012
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
SAN MARCOS, CA
Past
December 2, 2002 - March 6, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
SAN DIEGO, CA
Past
April 19, 2001 - March 6, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CARMEL CAPITAL PARTNERS, LLC
CARMEL CAPITAL PARTNERS, LLC
CRD#: 123907 / SEC#: 801-64695
RIA
Registered Investment Advisory firm - (9/23/2005 Approved)California
Registered Investment Advisory firm - (10/11/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(11/20/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CC
CARMEL CAPITAL PARTNERS, LLC
CARMEL CAPITAL PARTNERS, LLC
CRD#: 123907 / SEC#: 801-64695
RIA
Registered Investment Advisory firm - (9/23/2005 Approved)California
Registered Investment Advisory firm - (10/11/2005 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
12760 High Bluff Drive Suite 210, San Diego, CA 92130
Mailing Address
Phone number
(858) 457-7544
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 718 |
| AUM (Assets Under Management) | $ 380,311,309 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
