Jean-philippe P. Bouton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jean-philippe Pierre Bouton was a registered financial professional .
Jean-philippe is a previously registered financial professional and started their career in finance in 2001. Jean-philippe had worked at 3 firms and has passed the Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 2013 - March 26, 2014
JB DRAX HONORE' INC.
October 22, 2004 - April 22, 2013
BROWN BROTHERS HARRIMAN & CO.
May 4, 2001 - March 21, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
JB DRAX HONORE' INC.
CRD#: 149957 / SEC#: , 8-68205
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JB HONORE' SARL | SOLE SHAREHOLDER | |
| GLASSBERG, JONATHAN WILLIAM | DIRECTOR, SECRETARY | 5655925 |
| GOMEZ, MARK JASON | MANAGER | 2865574 |
| HALLENBORG, RALPH ADOLPH JR | CHIEF OPERATING OFFICER; CHIEF COMPLIANCE OFFICER; OPTIONS PRINCIPAL; AMLCO | 2244804 |
| OBSBAUM, FREDRIC MICHAEL | FINOP, CFO | 1160811 |
| SHEPHERD, BENN | DIRECTOR | 4030489 |
Red Flags
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