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Tony Eugene Morrison

CRD# 4362545·Registered 2001 - 2008
Barred: Tony Eugene Morrison was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Tony Eugene Morrison was a registered financial advisor. Tony was a previously registered financial professional and started their career in finance 2001 - 2008. Tony had worked at 3 firms and has passed the Series 63, Series 22 and Series 39 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

TEXAS SECURITIES PARTNERS, INC.·CRD# 46247
BD
Plano, TX
December 3, 2004 - July 29, 2008
SALOMON GREY FINANCIAL CORPORATION·CRD# 43413
BD
Dallas, TX
May 24, 2004 - December 3, 2004
REEF SECURITIES, INC.·CRD# 31951
BD
Richardson, TX
March 21, 2001 - June 22, 2001

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Current Firm

TS
TEXAS SECURITIES PARTNERS, INC.

H B CAPITAL SECURITIES, INC. | TEXAS SECURITIES PARTNERS, INC.

CRD#: 46247 / SEC#: 8-51349
BD
Terminated by SEC on 08/29/2008

Contact Information

Established

Delaware since 01/01/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ETHOS SOLUTIONS, LLCSOLE SHAREHOLDER—
ALLEN, WILLIAM AUSTINCCO, FINOP, SECRETARY5073085
MORRISON, TONY EUGENEPRESIDENT/CFO/REGISTERED PRINCIPAL4362545

Disclosures

Regulatory Event

1

Civil Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2004About the Series 63 exam

Series 22 — Direct Participation Programs Representative Examination

Passed May 2004About the Series 22 exam

Series 39 — Direct Participation Programs Principal Examination

Passed Dec 2002About the Series 39 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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