JD
John P. Drohan
MAIN EFFORT FINANCIAL
Holliston, MA 01746
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CRD#: 4362517
JD
Professional summary
John Patrick Drohan JR., CFP® is a registered financial advisor currently at MAIN EFFORT FINANCIAL, INC. located in Holliston, Massachusetts.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. John has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. MAIN EFFORT FINANCIAL. INVESTMENT RELATED. 770 Washington St, Suite 6, Holliston, MA 01746. RIA, Owner. Start 10/2018. 160hrs/mo, all during trading hours. Owner, principal planner.
2. Department of Youth and Family Services. Non-Investment Related. 1750 Washington St, suite 6, Holliston, MA 01746. Town Government organization providing counseling and guidance services to the community. Board Member. Start 2/2018. 2hrs/mo, none during trading hours. Board member.
3. Money & The Law (Radio Show). Non-investment related. 770 Washington St, Suite 6, Holliston, MA 01746. Educational and entertaining show discussing legal and financial topics. Co-Host. Start 6/2013. 8hrs/mo, 4hr during trading hours. Educational and entertainment show.
4. Holliston Community Action Fund. Non-Investment Related. 770 Washington St, Suite 6, Holliston, MA 01746. 501(c)3 non-profit providing charitable need based grants and community support. President. Start 9/2018. 20hrs/mo, 0 during trading hours. Oversee activities of organization.
5. Holliston Cable Access TV. Non-Investment Related. 370 Hollis St, Holliston, MA 01746. 501(c)3 non-profit providing local television programming. Board member. Start 1/2018. 10hrs/mo, 2hrs during trading hours. Board member.
6. AIG Insurance. Investment Related. 770 Washington St, Suite 6, Holliston, MA 01746. Insurance Sales, Rep. Start 4/2002. 10hrs/mo, none during trading hours. Insurance sales rep contracted through AIG.
7. John Drohan is dually-registered with MAIN EFFORT FINANCIAL, INC. and Purshe Kaplan Sterling Investments, Inc. ("PKS"). Mr. Drohan has served as an investment advisor representative for Main Effort and an registered representative with PKS since 2/2002. Approximately 90% of Mr.Drohan's time is for services as an investment advisor representative and the balance as a registered representative.
CRS (Client Relationship Summary) - RIA
Click below to view John Patrick Drohan JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
October 25, 2018 - Present
MAIN EFFORT FINANCIAL, INC.
Office #1: 747 Washington Street, Holliston, MA 01746RIA
CRD#: 297091
Holliston, MA
Past
September 16, 2019 - November 3, 2021
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Holliston, MA
Past
October 31, 2008 - March 7, 2019
OSAIC SERVICES, INC.
RIA
CRD#: 133763
HOLLISTON, MA
Past
October 31, 2008 - March 7, 2019
OSAIC SERVICES, INC.
BD
CRD#: 133763
HOLLISTON, MA
Past
January 9, 2007 - October 31, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
RIA
CRD#: 13626
HOLLISTON, MA
Past
October 1, 2002 - October 31, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
HOLLISTON, MA
Past
April 25, 2001 - October 1, 2002
AMERICAN GENERAL EQUITY SERVICES CORPORATION
BD
CRD#: 5435
HOUSTON, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(9/17/2021)
IAR
Illinois(1/27/2021)
IAR
Massachusetts(10/25/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
ME
MAIN EFFORT FINANCIAL, INC.
MAIN EFFORT FINANCIAL, INC.
CRD#: 297091 / SEC#:
Florida
Registered Investment Advisory firm - (9/17/2021 Approved)Illinois
Registered Investment Advisory firm - (1/27/2021 Approved)Massachusetts
Registered Investment Advisory firm - (10/25/2018 Approved)Texas
Registered Investment Advisory firm - (11/29/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
747 Washington Street, Holliston, MA 01746
Mailing Address
Phone number
(508) 893-9990
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 390 |
| AUM (Assets Under Management) | $ 77,790,641 |
Red Flags
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Company Information
MAIN EFFORT FINANCIAL, INC.
CRD#: 297091Holliston, MA 01746TRUST BUT VERIFY
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