Lee A. Scundi
Professional summary
Lee Andrew Scundi is a registered financial advisor currently at SCUNDI INVESTMENT MANAGEMENT, LLC located in Mountain View, California.
Lee is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Lee has worked at 4 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lee Andrew Scundi's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 13, 2011 - Present
SCUNDI INVESTMENT MANAGEMENT, LLC
March 13, 2012 - December 4, 2012
QUASAR DISTRIBUTORS, LLC
July 19, 2007 - December 31, 2008
STEVENSON CAPITAL MANAGEMENT, INC.
May 24, 2001 - July 20, 2001
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/13/2011)
Exams
Current Firm
SCUNDI INVESTMENT MANAGEMENT, LLC
CRD#: 149633 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 500,000 |
Red Flags
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