RC
Ronald W. Cavill
MARSHALL INVESTMENT MANAGEMENT
Las Cruces, NM 88011
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CRD#: 43615
RC
Professional summary
Ronald W Cavill, CFP®, who also goes by Ronald William Cavill, is a registered financial advisor currently at MARSHALL INVESTMENT MANAGEMENT, LLC located in Las Cruces, New Mexico and LPL FINANCIAL LLC located in Las Cruces, New Mexico.
Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1970. Ronald has worked at 11 firms and has passed the Series 63, Series 7TO, SIE, Series 1 and Series 24 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Investment Planning
Retirement Planning
Tax Planning
Estate Planning
Employee and Employer Plan Ben...
Are you a "fiduciary"?
Yes
Aliases
Ronald William Cavill
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Ronald W Cavill's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1985
Experience
Current
September 6, 2016 - Present
MARSHALL INVESTMENT MANAGEMENT, LLC
Office #1: 1155-b Commerce Court, Las Cruces, NM 88011RIA
CRD#: 174817
Las Cruces, NM
Current
September 6, 2016 - Present
LPL FINANCIAL LLC
Office #1: 1155-b Commerce Court, Las Cruces, NM 88011RIA
BD
CRD#: 6413
Las Cruces, NM
Past
October 25, 2006 - September 9, 2016
OSAIC WEALTH, INC.
RIA
CRD#: 23131
LAS CRUCES, NM
Past
November 19, 1989 - September 9, 2016
OSAIC WEALTH, INC.
BD
CRD#: 23131
LAS CRUCES, NM
Past
June 23, 1983 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
January 21, 1983 - February 12, 1985
GENERAL AMERICAN LIFE INSURANCE COMPANY
BD
CRD#: 3963
Past
January 15, 1980 - June 27, 1983
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
Past
January 14, 1977 - March 4, 1980
PROVIDENT MARKETING CORPORATION
BD
CRD#: 7328
Past
June 25, 1975 - January 14, 1977
PROVIDENT NATIONAL EQUITIES, INC.
BD
CRD#: 40
Past
March 20, 1974 - July 20, 1975
AMERICAN GENERAL CAPITAL DISTRIBUTORS INC
BD
CRD#: 1000003
Past
October 5, 1972 - February 7, 1974
SYMETRA SECURITIES, INC.
BD
CRD#: 739
Past
April 21, 1970 - August 12, 1971
MAYFLOWER SECURITIES CO., INC.
BD
CRD#: 562
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MI
MARSHALL INVESTMENT MANAGEMENT, LLC
CAVILL & COMPANY | MARSHALL INVESTMENT MANAGEMENT, LLC | KIRSCH WEALTH MANAGEMENT
CRD#: 174817 / SEC#: 801-117304
RIA
Registered Investment Advisory firm - (9/6/2019 Approved)Colorado
Registered Investment Advisory firm - (9/17/2019 Terminated)District of Columbia
Registered Investment Advisory firm - (2/21/2019 Terminated)Florida
Registered Investment Advisory firm - (2/21/2019 Terminated)Maryland
Registered Investment Advisory firm - (9/20/2019 Terminated)New Mexico
Registered Investment Advisory firm - (9/9/2019 Terminated)Oregon
Registered Investment Advisory firm - (3/1/2019 Terminated)Texas
Registered Investment Advisory firm - (9/9/2019 Terminated)Virginia
Registered Investment Advisory firm - (9/10/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(9/6/2016)
IAR
Colorado(9/6/2016)
RR
Florida(1/23/2024)
RR
Maryland(1/23/2024)
RR
New Mexico(9/6/2016)
IAR
New Mexico(9/12/2016)
RR
Virginia(9/6/2016)
IAR
Virginia(9/30/2016)
RR
Wisconsin(1/23/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 4/15/1970
Registered Representative ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MI
MARSHALL INVESTMENT MANAGEMENT, LLC
CAVILL & COMPANY | MARSHALL INVESTMENT MANAGEMENT, LLC | KIRSCH WEALTH MANAGEMENT
CRD#: 174817 / SEC#: 801-117304
RIA
Registered Investment Advisory firm - (9/6/2019 Approved)Colorado
Registered Investment Advisory firm - (9/17/2019 Terminated)District of Columbia
Registered Investment Advisory firm - (2/21/2019 Terminated)Florida
Registered Investment Advisory firm - (2/21/2019 Terminated)Maryland
Registered Investment Advisory firm - (9/20/2019 Terminated)New Mexico
Registered Investment Advisory firm - (9/9/2019 Terminated)Oregon
Registered Investment Advisory firm - (3/1/2019 Terminated)Texas
Registered Investment Advisory firm - (9/9/2019 Terminated)Virginia
Registered Investment Advisory firm - (9/10/2019 Terminated)PREMIUM
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Contact information
Main Address
5251 Dtc Parkway Suite 1185, Greenwood Village, CO 80111
Mailing Address
Phone number
(303) 991-6415
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,073 |
| AUM (Assets Under Management) | $ 297,993,524 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MARSHALL INVESTMENT MANAGEMENT, LLC
CRD#: 174817Las Cruces, NM 88011TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
