Lea R. Levines
Professional summary
Lea Rae Levines, CFP®, who also goes by Lea Rae Buswell, is a registered financial advisor currently at FIFTH THIRD WEALTH ADVISORS LLC located in Tampa, Florida.
Lea is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Lea has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lea Rae Levines's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 14, 2024 - Present
FIFTH THIRD WEALTH ADVISORS LLC
Office #1: 400 N Ashley Dr Ste 2600, Tampa, FL 33602May 12, 2008 - December 31, 2015
BNY MELLON SECURITIES CORPORATION
May 7, 2008 - December 31, 2015
BNY MELLON SECURITIES CORPORATION
January 10, 2003 - January 23, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
April 11, 2001 - January 23, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
FIFTH THIRD WEALTH ADVISORS LLC
CRD#: 313015 / SEC#: 801-122096
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/24/2024)
(3/6/2024)
(2/21/2024)
(2/14/2024)
Exams
Current Firm
FIFTH THIRD WEALTH ADVISORS LLC
CRD#: 313015 / SEC#: 801-122096
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,333 |
| AUM (Assets Under Management) | $ 6,079,418,273 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/27/2025 | ||
| 01/24/2025 | ||
| 10/27/2023 | ||
| 03/29/2023 |
Red Flags
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