Todd F. Elliott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd F Elliott, who also goes by Todd Francis Elliott, was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 2001. Todd had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2022 - January 6, 2023
FOREST ROAD SECURITIES
January 22, 2018 - September 18, 2019
SEAPORT GLOBAL SECURITIES LLC
June 5, 2015 - January 24, 2018
SG AMERICAS SECURITIES, LLC
May 29, 2013 - February 6, 2015
FHN FINANCIAL SECURITIES CORP.
February 1, 2011 - May 20, 2013
GOLDMAN SACHS & CO. LLC
June 1, 2009 - February 1, 2011
MORGAN STANLEY
April 2, 2007 - February 1, 2011
MORGAN STANLEY & CO. LLC
July 5, 2001 - April 2, 2007
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
FOREST ROAD SECURITIES
CRD#: 313784 / SEC#: , 8-70696
Contact information
Documents
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