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JF

Jack David Faller

SINE QUA NON CAPITAL

DELRAY BEACH, FL

·CRD# 1883661·29 years experience

Professional Summary

Jack David Faller, who also goes by Jack David Faller, Jack Faller, is a registered financial advisor currently at SINE QUA NON CAPITAL LLC located in Delray Beach, Florida and MARKET SECURITIES, LLC located in New York, New York. Jack is registered as a RR (Registered Representative) and started their career in finance in 1997. Jack has worked at 38 firms and has passed the Series 63, Series 99TO, Series 72, Series 57TO, SIE, Series...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jack David Faller, Jack Faller

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

SINE QUA NON CAPITAL LLC·CRD# 330483

BD

9736 Rennes Ln, Delray Beach, FL 33446

October 24, 2025 - Present

MARKET SECURITIES, LLC·CRD# 283701

BD

75 Broad Street 7th Floor, New York, NY 10004

October 24, 2025 - Present

REPUBLIC PARTNERS, LLC·CRD# 281607

BD

Chicago, IL

July 17, 2024 - November 19, 2024

SECURITIES CLUB BROKER-DEALER, LLC·CRD# 284893

BD

Palm Beach, FL

May 9, 2024 - October 2, 2024

CONSENSUS SECURITIES LLC·CRD# 144684

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Norwood, MA

May 7, 2024 - November 19, 2024

CRESCENDO MARKETS LLC·CRD# 298072

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New York, NY

April 19, 2024 - November 25, 2024

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BD

Miami Beach, FL

November 3, 2023 - May 3, 2024

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BD

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May 18, 2023 - June 20, 2023

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Rockville, MD

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Hoboken, NJ

August 1, 2022 - August 2, 2023

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New York, NY

June 28, 2022 - December 15, 2022

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Port Jefferson Sta, NY

May 19, 2022 - May 24, 2022

FOREST ROAD SECURITIES·CRD# 313784

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Los Angeles, CA

January 12, 2022 - April 1, 2024

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Sands Point, NY

October 13, 2021 - February 15, 2023

EMERGING MANAGER ADVISORS LLC·CRD# 151079

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Jersey City, NJ

August 25, 2021 - July 11, 2024

BMI CAPITAL INTERNATIONAL LLC·CRD# 154670

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New York, NY

January 27, 2021 - September 1, 2021

KENMAR SECURITIES, LLC·CRD# 171793

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April 20, 2020 - November 13, 2024

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August 8, 2019 - November 12, 2024

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Holmdel, NJ

July 25, 2018 - January 18, 2022

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North Palm Beach, FL

September 22, 2017 - July 22, 2019

PALLADIUM CAPITAL GROUP, LLC·CRD# 129400

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New York, NY

November 30, 2016 - March 30, 2017

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New York, NY

October 17, 2016 - December 2, 2019

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Mcdonough, GA

July 1, 2015 - April 19, 2018

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New York, NY

June 4, 2014 - September 5, 2014

SGMA CAPITAL MARKETS LIMITED·CRD# 135327

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New York, NY

March 20, 2014 - August 9, 2018

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Phila, PA

January 13, 2014 - March 3, 2014

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Kingston, NJ

August 16, 2013 - August 1, 2016

INX SECURITIES, LLC·CRD# 162182

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February 27, 2013 - April 1, 2013

MM GLOBAL SECURITIES, INC.·CRD# 2509

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Melville, NY

September 16, 2011 - July 5, 2012

MCCAFFERTY & COMPANY, LLC·CRD# 147259

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GOLDES SECURITIES, INC.·CRD# 115248

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Current Firm

MS

MARKET SECURITIES, LLC

MARKET SECURITIES, LLC

CRD#: 283701 / SEC#: 8-69765

BD

Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

75 Broad Street 7th Floor, New York, NY 10004

Mailing Address

9736 Rennes Ln, Delray Beach, FL 33446

Phone Number

+1 (636) 675-3746

Established

Delaware since 03/08/2016

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

Name	Position	CRD#
MARKET SECURITIES HOLDINGS INC	SOLE MEMBER	—
BASKETT, ERIN	CHIEF COMPLIANCE OFFICER	4538604
COSTINE, MELISSA ANNE	CO-CHIEF COMPLIANCE OFFICER	2646983
LOTT, JACOB JAMES	CFO AND FINOP	6897857

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1997About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 72 — Government Securities Representative Examination

Passed Jan 2023

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Dec 1999

Series 7 — General Securities Representative Examination

Passed Jun 1997About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2005About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Apr 1999About the Series 27 exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Jack David Faller's CRS (Customer Relationship Summary).

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JF

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