MP
Mark J. Palmer
THE JOSEPH GROUP CAPITAL MANAGEMENT
Columbus, OH 43215
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CRD#: 4360802
MP
Professional summary
Mark Joseph Palmer is a registered financial advisor currently at THE JOSEPH GROUP CAPITAL MANAGEMENT located in Columbus, Ohio.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Mark has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ON FEBRUARY 18, 2011, MARK J. PALMER, WAS APPOINTED BY OHIO GOVERNOR JOHN KASICH TO SERVE AS A MEMBER OF THE BUREAU OF WORKERS' COMPENSATION (BWC) BOARD OF DIRECTORS. OHIO LAW REQUIRES THAT TWO (2) MEMBERS OF THE ELEVEN (11) MEMBER BOARD HAVE AN EXPERTISE IN INVESTMENTS AND SECURITIES. MR. PALMER HOLDS AN APPOINTMENT AS ONE OF THE TWO INVESTMENT AND SECURITIES EXPERTS ON THE BOARD. MR. PALMER'S ROLE IS TO SERVE AS THE CHAIR OF THE INVESTMENT COMMITTEE OF THE BOARD OF DIRECTORS AND TO PROVIDE LEADERSHIP TO THE COMMITTEE THAT IS CHARGED WITH OVERSEEING THE IMPLEMENTING OF BOARD APPROVED STRATEGY FOR THE INVESTMENT PORTFOLIO OF THE BWC. THIS INCLUDES REGULAR DISCUSSION WITH BWC INVESTMENT STAFF (INCLUDING THE BWC'S CIO), AND REGULAR DISCUSSION WITH THE BWC'S "OUTSIDE" CONTRACTED INVESTMENT MANAGEMENT CONSULTANT. MR. PALMER SPENDS ABOUT 20 HOURS PER MONTH ON BWC BUSINESS, MOST OF WHICH IS DURING TRADING HOURS. THIS IS AN INVESTMENT RELATED BUSINESS. THE ADDRESS FOR THE OHIO BUREAU OF WORKERS' COMPENSATION IS 30 W. SPRING ST., COLUMBUS, OH 43215.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Joseph Palmer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 6, 2012 - Present
THE JOSEPH GROUP CAPITAL MANAGEMENT
Office #1: 605 South Front Street Suite 100, Columbus, OH 43215RIA
CRD#: 165311
Columbus, OH
Past
January 28, 2000 - March 27, 2013
THE JOSEPH GROUP CAPITAL MANAGEMENT
RIA
CRD#: 109496
COLUMBUS, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TJ
THE JOSEPH GROUP CAPITAL MANAGEMENT
THE JOSEPH GROUP CAPITAL MANAGEMENT | THE JOSEPH GROUP LLC
CRD#: 165311 / SEC#: 801-77130
RIA
Registered Investment Advisory firm - (10/3/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(12/6/2012)
Exams
Current Firm
TJ
THE JOSEPH GROUP CAPITAL MANAGEMENT
THE JOSEPH GROUP CAPITAL MANAGEMENT | THE JOSEPH GROUP LLC
CRD#: 165311 / SEC#: 801-77130
RIA
Registered Investment Advisory firm - (10/3/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
605 South Front Street Suite 100, Columbus, OH 43215
Mailing Address
Phone number
(614) 228-4300
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 796 |
| AUM (Assets Under Management) | $ 947,008,553 |
Red Flags
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