Andrew G. Ewing
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Garland Ewing JR was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2001. Andrew had worked at 3 firms and has passed the Series 65, Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 2018 - December 4, 2020
FIRST WESTERN CAPITAL MANAGEMENT COMPANY
January 12, 2006 - October 31, 2011
CREDIT SUISSE SECURITIES (USA) LLC
January 12, 2006 - October 31, 2011
CREDIT SUISSE SECURITIES (USA) LLC
December 20, 2002 - January 10, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 14, 2001 - January 10, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
FIRST WESTERN CAPITAL MANAGEMENT COMPANY
CRD#: 152982 / SEC#: 801-71092
Contact information
Red Flags
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