David R. Marshall

TORTOISE CAPITAL ADVISORS, L.L.C.

OVERLAND PARK, KS 66211-1861

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CRD#: 4360017

Professional summary

David Robert Marshall JR, CIMA®, who also goes by Dave Marshall, is a registered financial advisor currently at TORTOISE CAPITAL ADVISORS, L.L.C. located in Overland Park, Kansas and PINE DISTRIBUTORS LLC located in Overland Park, Kansas.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. David has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dave Marshall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Robert Marshall JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

October 17, 2025 - Present

TORTOISE CAPITAL ADVISORS, L.L.C.

Office #1: 5901 College Boulevard Suite 400, Overland Park, KS 66211-1861

RIA

CRD#: 123711

OVERLAND PARK, KS

Current

April 28, 2025 - Present

PINE DISTRIBUTORS LLC

Office #1: 5901 College Boulevard Suite 400, Overland Park, KS 66211

CRD#: 323408

OVERLAND PARK, KS

Past

July 6, 2017 - December 31, 2023

TORTOISEECOFIN SECURITIES, LLC

CRD#: 285411

OVERLAND PARK, KS

Past

November 17, 2016 - December 13, 2023

TORTOISEECOFIN INVESTMENTS PARTNERS, LLC

RIA

CRD#: 285213

APOPKA, FL

Past

February 21, 2015 - November 17, 2016

MONTAGE INVESTMENTS, LLC

RIA

CRD#: 152607

APOPKA, FL

Past

January 22, 2015 - July 3, 2017

MSEC, LLC

CRD#: 154327

OVERLAND PARK, KS

Past

June 16, 2010 - January 6, 2015

DWS DISTRIBUTORS, INC.

CRD#: 37306

CHICAGO, IL

Past

January 22, 2009 - June 7, 2010

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

DOWNERS GROVE, IL

Past

June 7, 2004 - January 14, 2009

INVESCO CAPITAL MARKETS, INC.

CRD#: 6939

OAKBROOK TERRACE, IL

Past

March 6, 2001 - March 24, 2003

INVESTORS BROKERAGE SERVICES, INC.

CRD#: 4257

ELGIN, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TORTOISE CAPITAL ADVISORS, L.L.C.

TCA ADVISORS | TORTOISE CAPITAL ADVISORS, L.L.C.

CRD#: 123711 / SEC#: 801-61622

RIA

Registered Investment Advisory firm - (11/22/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(4/28/2025)

Arkansas
(4/28/2025)

Connecticut
(4/28/2025)

Delaware
(4/28/2025)

District of Columbia
(4/28/2025)

Florida
(4/28/2025)

Georgia
(4/28/2025)

IAR

Georgia
(10/20/2025)

Kansas
(4/28/2025)

IAR

Kansas
(10/17/2025)

Louisiana
(4/28/2025)

Maine
(4/28/2025)

Maryland
(4/28/2025)

Massachusetts
(4/28/2025)

Mississippi
(4/28/2025)

New Hampshire
(4/28/2025)

New Jersey
(4/28/2025)

IAR

New Jersey
(10/21/2025)

New York
(4/28/2025)

North Carolina
(4/28/2025)

Pennsylvania
(4/28/2025)

IAR

Pennsylvania
(10/20/2025)

Rhode Island
(4/28/2025)

South Carolina
(4/28/2025)

Tennessee
(4/28/2025)

Texas
(4/28/2025)

IAR

Texas
(10/20/2025)

Vermont
(4/28/2025)

Virginia
(4/28/2025)

West Virginia
(4/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/21/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/3/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/4/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/5/2001

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

TORTOISE CAPITAL ADVISORS, L.L.C.

TCA ADVISORS | TORTOISE CAPITAL ADVISORS, L.L.C.

CRD#: 123711 / SEC#: 801-61622

RIA

Registered Investment Advisory firm - (11/22/2002 Approved)

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Contact information

Main Address

5901 College Boulevard Suite 400, Overland Park, KS 66211-1861

Mailing Address

Phone number

(913) 981-1020

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TCA DISCLOSURE BROCHURE (9/30/2025)

Regulatory assets under management

Total Number of Accounts	344
AUM (Assets Under Management)	$ 8,444,747,246

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David R. Marshall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Robert Marshall JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

PINE DISTRIBUTORS LLC

TORTOISEECOFIN SECURITIES, LLC

TORTOISEECOFIN INVESTMENTS PARTNERS, LLC

MONTAGE INVESTMENTS, LLC

MSEC, LLC

DWS DISTRIBUTORS, INC.

JOHN HANCOCK DISTRIBUTORS LLC

INVESCO CAPITAL MARKETS, INC.

INVESTORS BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

TORTOISE CAPITAL ADVISORS, L.L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/21/2015

Series 63

Date: 8/3/2004

SIE

Date: 10/1/2018

Series 7

Date: 1/4/2005

Series 6

Date: 3/5/2001

FINRA

Current Firm

TORTOISE CAPITAL ADVISORS, L.L.C.

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TORTOISE CAPITAL ADVISORS, L.L.C.

TRUST BUT VERIFY

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