DW
Donald T. Walters
VOYA FINANCIAL ADVISORS
Arlington, VA 22201
Some features on this profile are disabled
CRD#: 4359791
DW
Professional summary
Donald Terrell Walters, CFP®, who also goes by Donald T Walters, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Arlington, Virginia.
Donald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Donald has worked at 4 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Donald T Walters
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY:TRIADVISE; Yes; 2111 WILSON BLVD 8TH FLR #30; ARLINGTON; VA; 22201; FINANCIAL SERVICES; OWNER/PRESIDENT; 3/10/2014; 160; 160; SALE & SERVICE FIXED INSURANCE,SECURITIES AND INVESTMENT PRODUCTS.|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 2100 CLARENDON BLVD STE 511; ARLINGTON; VA; 22201; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 2/18/2014; 20; 2; SALES OF FIXED INSURANCE PRODUCTS| WWW.WHATSYOURANGLE.COM POSITION: Owner NATURE: It's a website with compliance approved educational finance videos. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 10/16/2023 ADDRESS: 11401 Lakin Place, Oakton VA 22124, United States DESCRIPTION: Video and E-course creation. THE POMS READER: SOCIAL SECURITY E-COURSE POSITION: Creator NATURE: An e-course on Social Security Widow Benefit planning. The course would be hosted on Kajabi and Udemy for $100.00. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 10/03/2024 ADDRESS: 11401 Lakin Place, Oakton VA 22124, United States DESCRIPTION: Course content creator
CRS (Client Relationship Summary) - RIA
Click below to view Donald Terrell Walters's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Donald Terrell Walters's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
January 3, 2011 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 2100 Clarendon Boulevard Suite 511, Arlington, VA 22201Office #2: 11401 Lakin Place, Oakton, VA 22124RIA
BD
CRD#: 2882
Arlington, VA
Current
January 3, 2011 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 2100 Clarendon Boulevard Suite 511, Arlington, VA 22201Office #2: 11401 Lakin Place, Oakton, VA 22124RIA
BD
CRD#: 2882
Arlington, VA
Past
June 29, 2006 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
RIA
CRD#: 34815
RESTON, VA
Past
May 15, 2006 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
FAIRFAX, VA
Past
April 22, 2005 - May 10, 2006
USALLIANZ SECURITIES, INC.
BD
CRD#: 40875
MINNEAPOLIS, MN
Past
March 7, 2003 - August 2, 2004
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEW YORK, NY
Past
October 9, 2001 - November 1, 2002
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
FREDERICKSBURG, VA
Past
March 19, 2001 - November 1, 2002
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(7/15/2025)
RR
Delaware(3/27/2013)
RR
District of Columbia(1/3/2011)
IAR
District of Columbia(1/25/2017)
RR
Florida(4/28/2011)
RR
Maine(3/14/2022)
RR
Maryland(1/3/2011)
RR
Massachusetts(11/26/2019)
RR
Missouri(7/15/2025)
RR
New York(9/11/2025)
IAR
New York(9/11/2025)
RR
North Carolina(11/1/2019)
RR
Pennsylvania(10/22/2015)
RR
South Carolina(7/15/2025)
RR
South Dakota(3/6/2015)
RR
Tennessee(7/25/2025)
RR
Texas(7/15/2025)
IAR
Texas(7/15/2025)
RR
Virginia(1/3/2011)
IAR
Virginia(10/6/2014)
RR
Washington(7/15/2025)
RR
West Virginia(6/22/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
