GE
Gregory M. Estes
MBI LLC
Bethesda, MD 20814
Some features on this profile are disabled
CRD#: 4359754
GE
Professional summary
Gregory Michael Estes, CFA is a registered financial advisor currently at MBI LLC located in Bethesda, Maryland.
Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Gregory has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Michael Estes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 20, 2023 - Present
MBI LLC
Office #1: 7910 Woodmont Ave, Suite 500, Bethesda, MD 20814RIA
CRD#: 170858
Bethesda, MD
Past
March 14, 2018 - September 27, 2023
AUGUSTINE ASSET MANAGEMENT INC
RIA
CRD#: 105801
JACKSONVILLE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ML
MBI LLC
BARNHARD, JUDY P | MBI LLC | MAY BARNHARD INVESTMENTS, LLC DBA MBI, LLC | MAY BARNHARD INVESTMENTS LLC, D/B/A MBI LLC | MAY BARNHARD INVESTMENTS LLC
CRD#: 170858 / SEC#: 801-110144
RIA
Registered Investment Advisory firm - (3/15/2017 Approved)District of Columbia
Registered Investment Advisory firm - (6/28/2017 Terminated)Maryland
Registered Investment Advisory firm - (7/28/2017 Terminated)Virginia
Registered Investment Advisory firm - (6/28/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
District of Columbia(2/13/2024)
IAR
Maryland(11/20/2023)
IAR
Virginia(11/20/2023)
Exams
Current Firm
ML
MBI LLC
BARNHARD, JUDY P | MBI LLC | MAY BARNHARD INVESTMENTS, LLC DBA MBI, LLC | MAY BARNHARD INVESTMENTS LLC, D/B/A MBI LLC | MAY BARNHARD INVESTMENTS LLC
CRD#: 170858 / SEC#: 801-110144
RIA
Registered Investment Advisory firm - (3/15/2017 Approved)District of Columbia
Registered Investment Advisory firm - (6/28/2017 Terminated)Maryland
Registered Investment Advisory firm - (7/28/2017 Terminated)Virginia
Registered Investment Advisory firm - (6/28/2017 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
7910 Woodmont Ave, Suite 500, Bethesda, MD 20814
Mailing Address
Phone number
(301) 986-0600
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 373 |
| AUM (Assets Under Management) | $ 300,721,207 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
