NB
Noel F. Bennett
PEAK ASSET MANAGEMENT
LOUISVILLE, CO 80027
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CRD#: 4359632
NB
Professional summary
Noel Fletcher Bennett is a registered financial advisor currently at PEAK ASSET MANAGEMENT, LLC located in Louisville, Colorado.
Noel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Noel has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DIRECTOR OF THE BENNETT OFFICE, INC. NOT INVESTMENT-RELATED. 900 SECOND AVENUE SOUTH SUITE 410, MINNEAPOLIS, MN 55402. A FAMILY OFFICE DEDICATED TO ACCOUNTING, TAX AND ESTATE PLANNING. JOINED THE BOARD IN 1995. APPROX. 4 HOURS PER MONTH DEDICATED TO IT, MOSTLY OVERSEEING A STAFF OF FOUR AND ATTENDING TO FAMILY BUSINESS MATTERS, CORRESPONDING WITH THE DIRECTORS AND PRESIDENT. Director, Cascade Mining, LLC. Not investment related. Iron ore leasing company. Joined Board on September 1, 2008. Four hours per month dedicated to it. Mostly making decisions regarding distributions, accounting, legal, and other mining business matters. Director, Superior Minerals, LLC. Not investment related. A multi-family owned iron ore leasing and holding company. Joined the Board on June 16, 2015. 16 hours per month dedicated to it, mostly making decisions regarding distributions, accounting, legal, and other mining business matters. President, Cedarhurst Family Corporation, a Wyoming unregulated private family trust, Sept. 2018. Investment related. 16 hours per month dedicated to making decision regarding distributions and investments. 2021- 1371 Hecla AB, LLC. Owner. Personal real estate investment. Entity owns the building of Peak Asset Management office. Not investment related. Less than 5 hours/ month.
CRS (Client Relationship Summary) - RIA
Click below to view Noel Fletcher Bennett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 14, 1999 - Present
PEAK ASSET MANAGEMENT, LLC
Office #1: 1371 E. Hecla Drive, Suite A, Louisville, CO 80027RIA
CRD#: 106944
LOUISVILLE, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PEAK ASSET MANAGEMENT, LLC
PEAK ASSET MANAGEMENT LLC | PEAK ASSET MANAGEMENT, LLC
CRD#: 106944 / SEC#: 801-52118
RIA
Registered Investment Advisory firm - (4/22/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(10/14/1999)
Exams
Current Firm
PA
PEAK ASSET MANAGEMENT, LLC
PEAK ASSET MANAGEMENT LLC | PEAK ASSET MANAGEMENT, LLC
CRD#: 106944 / SEC#: 801-52118
RIA
Registered Investment Advisory firm - (4/22/1996 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1371 E. Hecla Drive Suite A, Louisville, CO 80027
Mailing Address
Phone number
(303) 926-0100
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,058 |
| AUM (Assets Under Management) | $ 910,014,120 |
Red Flags
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Company Information
PEAK ASSET MANAGEMENT, LLC
CRD#: 106944Louisville, CO 80027TRUST BUT VERIFY
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