PS
Paul A. Sanabria
MOELIS & COMPANY LLC
BOSTON, MA 02109
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CRD#: 4359373
PS
Professional summary
Paul Adam Sanabria is a registered financial professional currently at MOELIS & COMPANY LLC located in Boston, Massachusetts.
Paul is registered as a RR (Registered Representative) and started their career in finance in 2002. Paul has worked at 7 firms and has passed the Series 66, Series 79TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Paul Adam Sanabria's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 20, 2025 - Present
MOELIS & COMPANY LLC
Office #1: 53 State Street Exchange Place 38th Floor-suite 3803, Boston, MA 02109BD
CRD#: 145115
BOSTON, MA
Past
September 21, 2020 - December 4, 2023
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
BOSTON, MA
Past
April 20, 2020 - April 14, 2025
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
BD
CRD#: 28262
BOSTON, MA
Past
April 2, 2009 - January 3, 2020
HOULIHAN LOKEY CAPITAL, INC.
BD
CRD#: 17708
NEW YORK, NY
Past
December 13, 2004 - December 31, 2008
BEAR STEARNS ASSET MANAGEMENT INC.
RIA
CRD#: 113359
NEW YORK, NY
Past
June 23, 2004 - December 31, 2008
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Past
March 7, 2002 - April 28, 2004
BDC SECURITIES, LLC
BD
CRD#: 45791
BOSTON, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/20/2025)
RR
Alaska(6/20/2025)
RR
Arizona(6/20/2025)
RR
Arkansas(6/20/2025)
RR
California(6/20/2025)
RR
Colorado(6/20/2025)
RR
Connecticut(6/20/2025)
RR
Delaware(6/20/2025)
RR
District of Columbia(6/20/2025)
RR
Florida(6/20/2025)
RR
Georgia(6/20/2025)
RR
Hawaii(6/20/2025)
RR
Idaho(6/20/2025)
RR
Illinois(6/20/2025)
RR
Indiana(6/20/2025)
RR
Iowa(6/20/2025)
RR
Kansas(6/20/2025)
RR
Kentucky(6/20/2025)
RR
Louisiana(6/20/2025)
RR
Maine(6/20/2025)
RR
Maryland(6/20/2025)
RR
Massachusetts(6/20/2025)
RR
Michigan(6/20/2025)
RR
Minnesota(6/20/2025)
RR
Mississippi(6/20/2025)
RR
Missouri(6/20/2025)
RR
Montana(6/20/2025)
RR
Nebraska(6/20/2025)
RR
Nevada(6/20/2025)
RR
New Hampshire(6/20/2025)
RR
New Jersey(6/20/2025)
RR
New Mexico(6/20/2025)
RR
New York(6/20/2025)
RR
North Carolina(6/20/2025)
RR
North Dakota(6/20/2025)
RR
Ohio(6/20/2025)
RR
Oklahoma(6/20/2025)
RR
Oregon(6/20/2025)
RR
Pennsylvania(6/20/2025)
RR
Puerto Rico(6/20/2025)
RR
Rhode Island(6/20/2025)
RR
South Carolina(6/20/2025)
RR
South Dakota(6/20/2025)
RR
Tennessee(6/20/2025)
RR
Texas(6/20/2025)
RR
Utah(6/20/2025)
RR
Vermont(6/20/2025)
RR
Virginia(6/20/2025)
RR
Washington(6/20/2025)
RR
West Virginia(6/20/2025)
RR
Wisconsin(6/20/2025)
RR
Wyoming(6/20/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
M&
MOELIS & COMPANY LLC
MOELIS | MOELIS & COMPANY LLC | MOELIS & COMPANY
CRD#: 145115 / SEC#: , 8-67705
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
399 Park Avenue 4th Floor, New York, NY 10022
Mailing Address
399 Park Avenue 4th Floor, New York, NY 10022
Phone number
(212) 883-3800
Established
Delaware since 06/12/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MOELIS & COMPANY GROUP LP | PARENT COMPANY | |
| CALLESANO, CHRIS PETER | CFO, PRINCIPAL OPERATIONS OFFICER AND PRINCIPAL FINANCIAL OFFICER | 4889259 |
| MAHMOODZADEGAN, NAVID ALI | CHIEF EXECUTIVE OFFICER | 2609804 |
| MOELIS, KENNETH DAVID | EXECUTIVE CHAIRMAN | 1015047 |
| PILCHER CIAFONE, KATHERINE CELY | CHIEF OPERATING OFFICER | 4573006 |
| RAICH, JEFFREY ALAN | EXECUTIVE VICE CHAIRMAN | 2016620 |
| WATANABE, OSAMU RICHARD | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | 2875185 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MOELIS & COMPANY LLC
CRD#: 145115Boston, MA 02109TRUST BUT VERIFY
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