Jesse B. Cobb
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jesse Binion Cobb, who also goes by Jesse Binion Cobb Jr, was a registered financial professional .
Jesse is a previously registered financial professional and started their career in finance in 2001. Jesse had worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 2018 - June 4, 2019
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
April 3, 2018 - June 4, 2019
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
November 20, 2012 - January 30, 2017
CUNA BROKERAGE SERVICES, INC.
November 20, 2012 - January 30, 2017
CUNA BROKERAGE SERVICES, INC.
December 19, 2011 - November 6, 2012
LPL FINANCIAL LLC
December 19, 2011 - November 6, 2012
LPL FINANCIAL LLC
August 1, 2008 - December 20, 2011
CUNA BROKERAGE SERVICES, INC.
August 1, 2008 - December 20, 2011
CUNA BROKERAGE SERVICES, INC.
October 29, 2007 - April 24, 2008
EQUITY SERVICES, INC.
October 29, 2007 - April 24, 2008
EQUITY SERVICES, INC.
June 20, 2006 - November 2, 2006
BB&T INVESTMENT SERVICES, INC.
March 14, 2006 - November 2, 2006
BB&T INVESTMENT SERVICES, INC.
July 13, 2004 - February 24, 2006
MML INVESTORS SERVICES, LLC
January 25, 2002 - May 8, 2003
MORGAN STANLEY DW INC.
April 16, 2001 - May 8, 2003
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
CRD#: 611 / SEC#: 801-61332, 8-47290
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
CRD#: 611 / SEC#: 801-61332, 8-47290
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 116 |
| AUM (Assets Under Management) | $ 24,355,321 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
| Bond | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
