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JJ

January K. Johnson

STRATEGIC ADVISERS LLC
SOUTH SAN FRANCISCO, CA 94080-4941
Some features on this profile are disabled
CRD#: 4358499
JJ

Professional summary

January K. Johnson, who also goes by January K Johnson, January Kathryne Johnson, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in South San Francisco, California and FIDELITY BROKERAGE SERVICES LLC located in Salt Lake City, Utah.

January is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. January has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

January K Johnson | January Kathryne Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-67965|OrgNmn:Rainbow Ranch Property Managers Committee|Org Addr:nye,Montana,US|OBA Nature:property manager committee for|Invst Rel:Y|Title:committee member|Duties:Research and reporting on items that affect our community.|StrtDt:10-01-2021|TotHrs/mon:2|TrdHrs/mon:0|

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view January K. Johnson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #1: 340 Dna Way Room 341036 Fidelity, South San Francisco, CA 94080-4941Office #3: 49 North 400 West, Salt Lake City, UT 84101
RIA
CRD#: 104555
SOUTH SAN FRANCISCO, CA
Current

October 22, 2010 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 49 North 400 West, Salt Lake City, UT 84101Office #2: 340 Dna Way Room 341036 Fidelity, South San Francisco, CA 94080
BD
CRD#: 7784
Salt Lake City, UT
Past

July 13, 2018 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
SIMI VALLEY, CA
Past

October 27, 2010 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
LOS ALTOS, CA
Past

June 10, 2009 - September 27, 2010

LPL FINANCIAL LLC

RIA
CRD#: 6413
FRISCO, CO
Past

June 10, 2009 - September 27, 2010

LPL FINANCIAL LLC

BD
CRD#: 6413
FRISCO, CO
Past

January 3, 2008 - December 19, 2008

FIFTH THIRD SECURITIES, INC.

RIA
CRD#: 628
DEMOTTE, IN
Past

June 29, 2006 - December 19, 2008

FIFTH THIRD SECURITIES, INC.

BD
CRD#: 628
DEMOTTE, IN
Past

March 8, 2005 - June 2, 2006

GLOBAL ATLANTIC DISTRIBUTORS, LLC

BD
CRD#: 8326
HARTFORD, CT
Past

August 8, 2001 - March 7, 2005

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

BD
CRD#: 7325
BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(10/22/2010)
IAR
California
(3/31/2025)
RR
Massachusetts
(2/11/2022)
RR
Montana
(3/31/2020)
IAR
Montana
(3/31/2025)
RR
Nevada
(7/7/2023)
RR
Texas
(2/11/2022)
IAR
Texas
(3/31/2025)
RR
Utah
(2/11/2022)
RR
Washington
(6/27/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/27/2007
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/13/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/18/2002
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/29/2001
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 6/9/2021
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 12/3/2020
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
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Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

CRD#: 104555South San Francisco, CA 94080-4941

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