SM
Shannon M. Markle
MARKLE FINANCIAL LLC
Laramie, WY 82070
Some features on this profile are disabled
CRD#: 4358151
SM
Professional summary
Shannon Michael Markle is a registered financial advisor currently at MARKLE FINANCIAL LLC located in Laramie, Wyoming.
Shannon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Shannon has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Shannon Michael Markle is a licensed insurance agent since 1996. From time to time, he will offer clients advice or products from this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. Markle Financial LLC always acts in the best interest of the client; including in the sale of commissionable products to advisory clients. Clients are in no way required to implement the plan through any representative of Markle Financial LLC in their capacity as a licensed insurance agent. 1 hour a month is spent on this activity during trading hours. 0 hours a month are spent on this activity outside of trading hours. 1% of his yearly income is derived from this activity. (2) Shannon Michael Markle is the owner of Parkside LLC, real estate rentals and income properties since 1999. He is responsible for general real estate management. 0 hours a month are spent on this activity during trading hours. 10 hours a month are spent on this activity outside of trading hours. 41% of his yearly income is derived from this activity. (3) 12/2023 Vetera LLC; Owner/Manager; Real Estate Investment Fund; investment related; 2 hours/week; 0 hours/during trading hours; consults third parties regarding venture capital funds and other private investments
CRS (Client Relationship Summary) - RIA
Click below to view Shannon Michael Markle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 28, 2019 - Present
MARKLE FINANCIAL LLC
Office #1: 506 S. 21st. St. Suite 101, Laramie, WY 82070RIA
CRD#: 302088
Laramie, WY
Past
June 3, 2011 - July 5, 2019
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
LARAMIE, WY
Past
June 3, 2011 - July 5, 2019
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
LARAMIE, WY
Past
December 8, 2005 - June 8, 2011
CUNA BROKERAGE SERVICES, INC.
RIA
CRD#: 13941
LARAMIE, WY
Past
April 15, 2002 - June 8, 2011
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
LARAMIE, WY
Past
March 12, 2001 - April 4, 2002
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MF
MARKLE FINANCIAL LLC
MARKLE FINANCIAL LLC | ROWLEY FINANCIAL
CRD#: 302088 / SEC#: 801-116686
RIA
Registered Investment Advisory firm - (5/24/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(2/10/2023)
IAR
Wyoming(6/28/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MF
MARKLE FINANCIAL LLC
MARKLE FINANCIAL LLC | ROWLEY FINANCIAL
CRD#: 302088 / SEC#: 801-116686
RIA
Registered Investment Advisory firm - (5/24/2019 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
506 S. 21st. St. Suite 101, Laramie, WY 82070
Mailing Address
Phone number
(307) 721-1725
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 324 |
| AUM (Assets Under Management) | $ 121,576,391 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
