DG
Debra L. Gordon
WESBANCO SECURITIES
Columbus, OH 43220
Some features on this profile are disabled
CRD#: 4358006
DG
Professional summary
Debra Lynn Gordon, who also goes by Debra Lynn Borman, Debra Lynn Broze, Debra Lynn Goff, Debra Lynn Shouse, is a registered financial advisor currently at WESBANCO SECURITIES, INC. located in Columbus, Ohio.
Debra is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Debra has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Debra Lynn Borman | Debra Lynn Broze | Debra Lynn Goff | Debra Lynn Shouse
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I WILL BE SELLING ASSET ALLOCATION & MANAGED ACCOUNT THROUGH WT&IS A DIVISION OF WESBANCO BANK, 1 BANK PLAZA, WHEELING WV. INVESTMENT RELATED WT&IS IS A DIVISION OF WESBANCO BNAK, AND AFFILATED WITH WESBANCO SECURITIES AND OWNED BY WESBANCO INC. TOTAL NUMBER OF HOURS:2 @ WEEK
CRS (Client Relationship Summary) - RIA
Click below to view Debra Lynn Gordon's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Debra Lynn Gordon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 8, 2009 - Present
WESBANCO SECURITIES, INC.
Office #1: 2000 W Henderson Rd Suite 100, Columbus, OH 43220Office #2: 4811 Cooper Road, Ci8ncinnati, OH 45242Office #3: 6501 Mason Montgomery Rd, Mason, OH 45040Office #4: 1880 Baltimore Reynoldsburg Rd, Reynoldsburg, OH 43068Office #5: 10716 Sawmill Parkway, Powell, OH 43065Office #6: 49 East Water St, Chillicothe, OH 45601Office #7: 1210 N Court Street, Circleville, OH 43113Office #8: 1480 Upper Valley Pike, Springfield, OH 45504Office #9: 7601 Dayton Road, Fairborn, OH 45334Office #10: 310 S. Main Street, Franklin, OH 45005Office #11: 6291 Wilmington Pike, Centerville, OH 45459RIA
BD
CRD#: 43276
Columbus, OH
Current
March 30, 2009 - Present
WESBANCO SECURITIES, INC.
Office #1: 2000 W Henderson Rd Suite 100, Columbus, OH 43220Office #2: 4811 Cooper Road, Ci8ncinnati, OH 45242Office #3: 6501 Mason Montgomery Rd, Mason, OH 45040Office #4: 1880 Baltimore Reynoldsburg Rd, Reynoldsburg, OH 43068Office #5: 10716 Sawmill Parkway, Powell, OH 43065Office #6: 49 East Water St, Chillicothe, OH 45601Office #7: 1210 N Court Street, Circleville, OH 43113Office #8: 1480 Upper Valley Pike, Springfield, OH 45504Office #9: 7601 Dayton Road, Fairborn, OH 45334Office #10: 310 S. Main Street, Franklin, OH 45005Office #11: 6291 Wilmington Pike, Centerville, OH 45459RIA
BD
CRD#: 43276
Columbus, OH
Past
August 30, 2001 - March 30, 2009
AMFIN INVESTMENT SERVICES, INC.
RIA
CRD#: 13945
COLUMBUS, OH
Past
June 26, 2001 - March 30, 2009
AMFIN INVESTMENT SERVICES, INC.
BD
CRD#: 13945
COLUMBUS, OH
Past
May 14, 2001 - July 11, 2001
QUICK & REILLY, INC.
BD
CRD#: 11217
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WS
WESBANCO SECURITIES, INC.
COMMBANC INVESTMENTS, INC. | WESBANCO SECURITIES, INC.
CRD#: 43276 / SEC#: 801-119845, 8-50220
RIA
Registered Investment Advisory firm - SEC (12/8/2020 Approved)Indiana
Registered Investment Advisory firm - SEC (1/8/2021 Terminated)Kentucky
Registered Investment Advisory firm - SEC (12/22/2020 Terminated)Maryland
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)North Carolina
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)West Virginia
Registered Investment Advisory firm - SEC (12/31/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(11/26/2014)
RR
Indiana(9/29/2015)
IAR
Indiana(4/27/2017)
RR
Kentucky(1/24/2017)
RR
Ohio(3/30/2009)
IAR
Ohio(4/8/2009)
RR
Tennessee(9/22/2017)
RR
Texas(10/9/2014)
RR
West Virginia(3/21/2012)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WS
WESBANCO SECURITIES, INC.
COMMBANC INVESTMENTS, INC. | WESBANCO SECURITIES, INC.
CRD#: 43276 / SEC#: 801-119845, 8-50220
RIA
Registered Investment Advisory firm - SEC (12/8/2020 Approved)Indiana
Registered Investment Advisory firm - SEC (1/8/2021 Terminated)Kentucky
Registered Investment Advisory firm - SEC (12/22/2020 Terminated)Maryland
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)North Carolina
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)West Virginia
Registered Investment Advisory firm - SEC (12/31/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
135 West Main St, St Clairsville, OH 43950
Mailing Address
1 Bank Plaza, Wheeling, WV 26003
Phone number
(304) 905-7215
Established
Ohio since 10/03/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
100
SEC notice filing (25 States and Territories)
FINRA licenses (28 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WESBANCO INC. | OWNER | |
| CONNER, JAMES LEROY | FINOP | 5339285 |
| GARDILL, JAMES C | COUNSEL | |
| JACKSON, JEFF | DIRECTOR | 7692472 |
| LOVE, SCOTT ALAN | DIRECTOR | 2854247 |
| LUZAR, JAY MICHAEL | DIRECTOR | |
| PERKINS, MICHAEL L | DIRECTOR | 7531438 |
| STAVSKY, LISA FINKELSTEIN | DIRECTOR - MANAGING DIRECTOR/PRESIDENT/CEO | 1749197 |
| WILSON, ROSE LYNN | CCO, MANAGING DIRECTOR OF COMPLIANCE & DIRECTOR | 4072715 |
| ZATTA, JAY | DIRECTOR | 7693273 |
Regulatory assets under management
| Total Number of Accounts | 850 |
| AUM (Assets Under Management) | $ 166,458,070 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
