Timothy Kelleher
Professional summary
Timothy Kelleher is a registered financial professional currently at GREAT POINT CAPITAL LLC located in Chicago, Illinois.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 2001. Timothy has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 7, Series 56, Series 55 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Kelleher's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 5, 2017 - Present
GREAT POINT CAPITAL LLC
Office #1: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606Office #2: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606December 4, 2014 - September 27, 2017
QUASAR TRADING, LLC
January 14, 2013 - August 8, 2014
QUASAR TRADING, LLC
April 6, 2012 - February 1, 2013
LEGEND TRADING, LLC
May 12, 2011 - March 22, 2012
T3 TRADING GROUP, LLC
June 7, 2004 - December 9, 2004
GUNNALLEN FINANCIAL, INC
February 15, 2002 - February 4, 2003
REDWOOD TRADING, LLC
July 26, 2001 - February 27, 2002
ORION TRADING, LLC
May 24, 2001 - July 19, 2001
RUMSON CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 56
Date: 10/26/2011
Proprietary Trader Qualification ExaminationSeries 55
Date: 8/13/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
GREAT POINT CAPITAL LLC
CRD#: 114203 / SEC#: , 8-53402
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
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