ET
Eszylfie Taylor
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CRD#: 4357851
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Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eszylfie Taylor was a registered financial professional .
Eszylfie is a previously registered financial professional and started their career in finance in 2001. Eszylfie had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE W/ VARIOUS COMPANIES INVESTMENT RELATED: Y ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 08/2000 APX # HRS/WEEK: 20 APX # OF HRS DURING TRADING HRS: 2 POSITION: INSURANCE AGENT BRIEF DESC OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE 2. NAME OF OTHER BUSINESS: FUTURE STARS CAMP INC INVESTMENT RELATED: N ADDRESS: PO BOX 395, PASADENA CA NATURE OF BUSINESS: NON-PROFIT YOUTH BASKETBALL CAMP START DATE: 05/2004 POSITION: PRESIDENT APX # HRS/WEEK: 1 APX # HRS DURING TRADING HRS: 5 BRIEF DESC OF DUTIES: ORGANIZATION PRESIDENT & COACH 3. NAME OF OTHER BUSINESS: TAYLOR METHOD SERIES INC INVESTMENT RELATED: N ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SALES TRAINING/MOTIVATIONAL SPEAKING START DATE: 12/2010 POSITION: PRESIDENT APX # HRS/WEEK: 2 APX # HRS DURING TRADING HRS: 1 BRIEF DESC OF DUTIES: SPEAKER & CONTENT CREATOR 4. NAME OF OTHER BUSINESS: 1199 WALNUT LLC INVESTMENT RELATED: N ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: REAL ESTATE START DATE: 04/2016 POSITION: OWNER APX # HRS/WEEK: NA APX # HRS DURING TRADING HRS: NA BRIEF DESC OF DUTIES: MANAGE COMMERCIAL REAL ESTATE PROPERTY 5. NAME OF OTHER BUSINESS: AUTHOR-ASK THE EXPERTS INVESTMENT RELATED: Y ADDRESS: PO BOX 395, PASADENA CA NATURE OF BUSINESS: BOOK SALES START DATE: 12/2017 POSITION: CO-AUTHOR APX # HRS/WEEK: 0 APX # HRS DURING TRADING HRS: 0 6. NAME OF OTHER BUSINESS: CORE POWER YOGA INVESTMENT RELATED: N ADDRESS: 168 W GREEN ST, PASADENA CA NATURE OF BUSINESS: YOGA START DATE: 01/2018 POSITION: YOGA INSTRUCTOR APX # HRS/WEEK: 10 7. NAME OF OTHER BUSINESS: LINQIA INVESTMENT RELATED: N ADDRESS: 965 MISSION ST, FIFTH FLOOR, SAN FRANCISCO CA NATURE OF BUSINESS: INFLUENCER MARKETING PLATFORM START DATE: 03/2022 POSITION: SOCIAL MEDIA INFLUENCER APX # OF HRS/WEEK: 1 APX # HRS DURING TRADING HRS: 1 8. NAME OF OTHER BUSINESS: LULULEMON INVESTMENT RELATED: N ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: APPARAL & ACCESSORIES START DATE: 04/2021 POSITION: BRAND AMBASSADOR APX # HRS/WEEK: 2 APX # HRS DURING TRADING HRS: 2 9. NAME OF OTHER BUSINESS: MBM MOVEMENT INC INVESTMENT RELATED: N ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: WELLNESS APP START DATE: 12/2020 POSITION: PRESIDENT/CREATOR APX # HRS/WEEK: 5 APX # HRS DURING TRADING HRS: 5 10. NAME OF OTHER BUSINESS: NYA'S WORLD LLC INVESTMENT RELATED: N ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FILM PRODUCTION START DATE: 08/2015 POSITION: MEMBER APX # HRS/WEEK: <1 APX # HRS DURING TRADING HRS: <1 BRIEF DESC OF DUTIES: PRODUCTION OF FILMS 11. NAME OF OTHER BUSINESS: SPENGA LLC INVESTMENT RELATED: N ADDRESS: 75 WALNUT ST, SUITE 110, PASADENA CA NATURE OF BUSINESS: YOGA START DATE: 08/2020 POSITION: YOGA INSTRUCTOR APX # HRS/WEEK: 10 APX # HRS DURING TRADING HRS: 0 12. NAME OF OTHER BUSINESS: TAYLOR BROKERAGE LLC INVESTMENT RELATED: Y ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE BROKERAGE START DATE: 06/2017 POSITION: MEMBER APX # HRS/WEEK: 4 APX # HRS DURING TRADING HRS: 4 BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE 13. NAME OF OTHER BUSINESS: TAYLOR INSURANCE GROUP INC. DBA TAYLOR INSURANCE & FINANCIAL SERVICES INVESTMENT RELATED: Y ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 07/2007 POSITION: PRESIDENT APX # HRS/WEEK: 30 APX # HRS DURING TRADING HRS: 30; 14. NAME OF OTHER BUSINESS: HOT 8 YOGA PASADENA INVESTMENT RELATED: NO, ADDRESS: 177 E COLORADO BLVD, SUITE G080, PASADENA, CA, 91105, NATURE OF BUSINESS: YOGA, START DATE: 06/2022, POSITION/TITLE/RELATIONSHIP: INSTRUCTOR, APX NUMBER OF HOURS PER WEEK: 2, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: LEAD YOGA CLASSES; 15. NAME OF OTHER BUSINESS: PASADENA CITY COLLEGE FOUNDATION; INV RELATED: NO; 1570 E COLORADO BLVD PASADENA, CA 91106; BOARD; 6/2022; BOARD MEMBER;APX # OF HRS PER WK: VARIES; CITY COLLEGE BOARD;
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
April 20, 2022 - October 3, 2022
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
Pasadena, CA
Past
April 20, 2022 - October 3, 2022
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
Pasadena, CA
Past
January 11, 2021 - April 20, 2022
FFEC WEALTH PARTNERS LLC
RIA
CRD#: 16507
Pasadena, CA
Past
January 11, 2021 - April 20, 2022
FFEC WEALTH PARTNERS LLC
BD
CRD#: 16507
Pasadena, CA
Past
August 7, 2015 - February 8, 2021
OSAIC SERVICES, INC.
RIA
CRD#: 133763
PASADENA, CA
Past
August 7, 2015 - December 18, 2020
OSAIC SERVICES, INC.
BD
CRD#: 133763
PASADENA, CA
Past
February 26, 2014 - August 28, 2015
FINTEGRA, LLC
RIA
CRD#: 16741
PASADENA, CA
Past
February 26, 2014 - August 28, 2015
FINTEGRA, LLC
BD
CRD#: 16741
PASADENA, CA
Past
July 19, 2013 - January 13, 2014
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
PASADENA, CA
Past
July 19, 2013 - January 13, 2014
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
PASADENA, CA
Past
December 22, 2009 - August 1, 2013
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
GLENDALE, CA
Past
May 15, 2001 - August 1, 2013
NYLIFE SECURITIES LLC
BD
CRD#: 5167
GLENDALE, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CW
CETERA WEALTH SERVICES, LLC
CETERA ADVISOR NETWORKS LLC | GORDON SIMMERS SECURITY CORPORATION | FIRST ASSET MANAGEMENT CORPORATION | FINANCIAL NETWORK INVESTMENT CORPORATION | CETERA WEALTH SERVICES, LLC | CETERA NETWORKS
CRD#: 13572 / SEC#: 801-47342, 8-29577
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2301 Rosecrans Ave #5100 Suite 5100, El Segundo, CA 90245-5672
Mailing Address
Po Box 983, Saint Cloud, MN 56302
Phone number
(800) 879-8100
Established
Delaware since 12/31/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,881
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CETERA FINANCIAL GROUP, INC. | SOLE MEMBER | |
| BUCHHEISTER, JEFFREY ROBERT | CHIEF FINANCIAL OFFICER | 4709900 |
| BUDEVICH, SERGE | VICE PRESIDENT AND TAX OFFICER | 7996345 |
| BURKOTT, DANIEL PAUL | BROKER DEALER CO-CHIEF COMPLIANCE OFFICER | 4710068 |
| COAXUM, KOFI SULE | VICE PRESIDENT | 5150018 |
| DOWELL, RODNEY CAMMERON | PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT | 7376607 |
| FRIES, MATTHEW NEIL KALANI | VICE PRESIDENT | 2723824 |
| GOK, LISA ANNE | SECRETARY | 5059738 |
| GOOLEY, THOMAS ANDREW | MANAGER | 4526760 |
| HALLORAN, THOMAS WILLIAM | VICE PRESIDENT | 1921834 |
| HOLWEGER, KIMBERLEY | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1572778 |
| LEE, WINNIE AI-LING | ASSISTANT SECRETARY | 7381661 |
| MACKAY, TODD CHRISTOPHER | CHIEF EXECUTIVE OFFICER | 2799860 |
| MCCALLOP, PATRICIA RUTHERFORD | BROKER DEALER CO-CHIEF COMPLIANCE OFFICER | 5059176 |
| MIZUGUCHI, MAURA | CHIEF ACCOUNTING OFFICER AND TREASURER | 5769181 |
| NEARY, JOSEPH DANIEL | MANAGER AND VICE PRESIDENT | 2993505 |
| RAMOS, RAMON | MONEY LAUNDERING REPORTING OFFICER | 2160203 |
| SMILEY, STANLEY ROBERT | VICE PRESIDENT | 3004604 |
| STINSON, TIMOTHY EARL MCCOY | PRESIDENT AND MANAGER | 2272183 |
| STONE, TIMOTHY PATRICK | VICE PRESIDENT | 3038963 |
| VAN HAVERMAAT, DAVID JAMES | ASSISTANT SECRETARY | 7042846 |
| WATTS, ANDREW DAVID | VICE PRESIDENT | 4780880 |
Regulatory assets under management
| Total Number of Accounts | 192,956 |
| AUM (Assets Under Management) | $ 46,651,447,975 |
Disclosures
| Regulatory Event | 19 |
| Civil Event | 2 |
| Arbitration | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
