Kenneth G. Cala

LOWERY THOMAS

Alameda, CA 94502

Some features on this profile are disabled

CRD#: 4357683

Professional summary

Kenneth Grant Cala, CFP® is a registered financial advisor currently at LOWERY THOMAS, LLC located in Alameda, California.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Kenneth has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

KENNETH G. CALA, CPA ACCOUNTING FIRM NOT INVESTMENT RELATED SAME AS REPORTED BUSINESS LOCATION OWNER START DATE OF RELATIONSHIP 2/1/1999 25% OF TIME SPENT ON CPA ACTIVITIES AND 75% SPENT ON INVESTMENT ADVISORY ACTIVITIES BUSINESSES SHARE COMMON CLIENTS PROVIDING RESPECTIVE FINANCIAL SERVICES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Grant Cala's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

August 14, 2001 - Present

LOWERY THOMAS, LLC

Office #1: 875-a Island Drive #354, Alameda, CA 94502

RIA

CRD#: 110058

Alameda, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LOWERY THOMAS, LLC

KENNETH G. CALA, CPA | MARK T. VICENCIO, CPA | LOWERY THOMAS, LLC | LOWERY THOMAS, INC.

CRD#: 110058 / SEC#: 801-58206

RIA

Registered Investment Advisory firm - (12/19/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/14/2001)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/7/2001

Uniform Investment Adviser Law Examination

Current Firm

LOWERY THOMAS, LLC

KENNETH G. CALA, CPA | MARK T. VICENCIO, CPA | LOWERY THOMAS, LLC | LOWERY THOMAS, INC.

CRD#: 110058 / SEC#: 801-58206

RIA

Registered Investment Advisory firm - (12/19/2000 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Pebble Beach, CA

Mailing Address

Po Box 1442, Pebble Beach, CA 93953

Phone number

(831) 230-6380

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LOWERY THOMAS, LLC (11/25/2025)

Regulatory assets under management

Total Number of Accounts	621
AUM (Assets Under Management)	$ 341,058,349

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

John Israel

STRATEGIC ADVISERS LLC

IAR

SAN RAMON, CA

Jason Cooke

EDELMAN FINANCIAL ENGINES

IAR

DANVILLE, CA

Adam Green

J.P. MORGAN SECURITIES LLC

IAR

SAN MATEO, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kenneth G. Cala

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Grant Cala's CRS (Customer Relationship Summary).

Certified licenses

Experience

LOWERY THOMAS, LLC

Primary Firm SEC Registration

LOWERY THOMAS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/7/2001

Current Firm

LOWERY THOMAS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LOWERY THOMAS, LLC

TRUST BUT VERIFY

Similar Advisors