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Antoine Aubertin

CRD# 4356536·Registered 2001 - 2012
Previously Registered: Being a previously registered professional could mean that Antoine is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Antoine Aubertin, who also goes by Antonie Aubertin, was a registered financial advisor. Antoine was a previously registered financial professional and started their career in finance 2001 - 2012. Antoine had worked at 1 firm and has passed the Series 7 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Antonie Aubertin

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

AKJ·CRD# 38702
BD
Oslo
April 2, 2001 - May 17, 2012

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Current Firm

AK
AKJ

AKJ | AKJENSEN, INC.

CRD#: 38702 / SEC#: 8-48368
BD
Terminated by SEC on 05/23/2014

Contact Information

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
AK JENSEN GROUP, LIMITEDOWNER—
ENGER, SVEND ERIKPRESIDENT, DIRECTOR OF SYSTEMS & COMPLIANCE, SROP/CROP, CCO2640534
JENSEN, ANDERS KVAMMECHAIRMAN2268490

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Mar 2001About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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