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Svend Erik Enger

CRD# 2640534·Registered 1995 - 1996
Previously Registered: Being a previously registered professional could mean that Svend is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Svend Erik Enger was a registered financial advisor. Svend was a previously registered financial professional and started their career in finance 1995 - 1996. Svend had worked at 2 firms and has passed the Series 7, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

AMERICAN INVESTMENT SERVICES, INC.·CRD# 21111
BD
Oklahoma City, OK
February 21, 1996 - May 22, 1996
AKJ·CRD# 38702
BD
Oslo
December 22, 1995 - April 24, 2014

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Current Firm

AI
AMERICAN INVESTMENT SERVICES, INC.

AMERICAN INVESTMENT SERVICES, INC. | AMERICAN INVESTMNET SERVICES, INC.

CRD#: 21111 / SEC#: 8-38685
BD
Terminated by SEC on 08/31/2002

Contact Information

Established

Illinois since 09/20/1987

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
AISCO HOLDINGS, INC.SHAREHOLDER—
NATIONAL CAPITAL COMPANIESSHAREHOLDER—
CERBONE, JOSEPH ANTHONYPRESIDENT43833
USELTON, DARREL THOMASCHAIRMAN OF THE BOARD2051430
USELTON, MARK ALANMANAGER/DIRECTOR2229571

Disclosures

Regulatory Event

22

Civil Event

1

Arbitration

14

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Jul 1995About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Jun 1996About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Jan 1996About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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