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AK

Andy G. Kim

KAYAN SECURITIES
LOS ANGELES, CA 90010-3917
Some features on this profile are disabled
CRD#: 4356437
AK
Andy Geunhong KimKAYAN SECURITIES

Professional summary

Andy Geunhong Kim, who also goes by Andy G Kim, Andy Kim, Geun H Kim, Geun Hong Kim, Guen H Kim, is a registered financial professional currently at KAYAN SECURITIES, INC. located in Los Angeles, California.

Andy is registered as a RR (Registered Representative) and started their career in finance in 2001. Andy has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.

Aliases

Andy G Kim | Andy Kim | Geun H Kim | Geun Hong Kim | Guen H Kim

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andy Geunhong Kim's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 10, 2026 - Present

KAYAN SECURITIES, INC.

Office #1: 3470 Wilshire Blvd, # 626, Los Angeles, CA 90010-3917
BD
CRD#: 156175
LOS ANGELES, CA
Past

February 26, 2025 - February 3, 2026

INDEPENDENT FINANCIAL GROUP, LLC

BD
CRD#: 7717
ANAHEIM, CA
Past

December 17, 2024 - February 25, 2025

KAYAN SECURITIES, INC.

BD
CRD#: 156175
LOS ANGELES, CA
Past

March 25, 2017 - December 31, 2024

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
LOS ANGELES, CA
Past

July 2, 2008 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
FALLS CHURCH, VA
Past

July 15, 2002 - June 25, 2008

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
FAIRFAX, VA
Past

June 18, 2001 - June 29, 2001

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

June 18, 2001 - June 29, 2001

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/7/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 5/2/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 6/15/2001
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

KS
KAYAN SECURITIES, INC.
KAYAN SECURITIES, INC.

CRD#: 156175 / SEC#: , 8-68770

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
3470 Wilshire Blvd, # 626, Los Angeles, CA 90010-3917
Mailing Address
3470 Wilshire Blvd, # 626, Los Angeles, CA 90010-3917
Phone number
(213) 739-0998
Established
California since 07/22/2009
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
KIM, YONG SOOCEO, PRESIDENT, CFO, CO-CCO, FINOP, DIRECTOR1747849
KIM, JAEHWANPRESIDENT, CO-CCO2544922

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KAYAN SECURITIES, INC.

CRD#: 156175Los Angeles, CA 90010-3917

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