Sandra J. Kramer
Professional summary
Sandra June Kramer, who also goes by Sandra June Thurman, is a registered financial professional currently at INTERACTIVE BROKERS LLC located in Chicago, Illinois.
Sandra is registered as a RR (Registered Representative) and started their career in finance in 2001. Sandra has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 3, Series 31, Series 7, Series 6, Series 30 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sandra June Kramer's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 25, 2014 - Present
INTERACTIVE BROKERS LLC
Office #1: 209 South Lasalle Street 10th Floor, Chicago, IL 60604October 1, 2012 - January 2, 2013
J.P. MORGAN SECURITIES LLC
October 1, 2012 - January 2, 2013
J.P. MORGAN SECURITIES LLC
September 29, 2008 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
September 29, 2008 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
August 11, 2005 - May 19, 2008
TRADESTATION SECURITIES, INC.
August 12, 2003 - April 1, 2004
FARMERS FINANCIAL SOLUTIONS, LLC
October 29, 2002 - May 22, 2003
MORGAN STANLEY DW INC.
June 3, 2002 - May 22, 2003
MORGAN STANLEY DW INC.
April 16, 2001 - June 21, 2002
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
INTERACTIVE BROKERS LLC
CRD#: 36418 / SEC#: , 8-47257
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IBG LLC | MANAGING MEMBER | |
| BRODY, PAUL JONATHAN | SECRETARY, PRINCIPAL OPERATIONS OFFICER | 1722066 |
| CHAIT, JONATHAN | EXECUTIVE VICE PRESIDENT, COO | 4582696 |
| FRIEDLAND, DAVID ERIC | MANAGING DIRECTOR-ASIAN OPERATIONS | 2715164 |
| GALIK, MILAN | CHIEF EXECUTIVE OFFICER | 2204066 |
| GELMAN, JONATHAN MICHAEL | CHIEF COMPLIANCE OFFICER | 5440103 |
| MANDELBAUM, ELAINE | GENERAL COUNSEL | 2957713 |
| MENICUCCI, JAMES | PRINCIPAL FINANCIAL OFFICER | 6590173 |
| SANDERS, STEVEN JAY | SENIOR VICE PRESIDENT, MARKETING AND PRODUCT DEVELOPMENT | 2812548 |
| SHAO-CHEN, KENGNING | TREASURER | 5910386 |
Disclosures
| Regulatory Event | 94 |
| Arbitration | 26 |
Red Flags
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