Thomas M. Preusker

TRUSTAGE INVESTMENT MANAGEMENT

Madison, WI 53705

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CRD#: 4356250

Professional summary

Thomas Michael Preusker is a registered financial advisor currently at TRUSTAGE INVESTMENT MANAGEMENT located in Madison, Wisconsin and CUNA BROKERAGE SERVICES, INC. located in Parkersburg, Iowa.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Thomas has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PAID ALDERMAN (CITY COUNCIL MEMBER), 4TH DISTRICT, CITY OF BURLINGTON WI. REPRESENT 4TH DISTRICT TO DETERMINE CITY BUDGETS, PRIORITIES, AND POLICIES. START DATE 4/17/2012. THE POSITION ITSELF IS NOT INVESTMENT RELATED, HOWEVER, THE CITY IS SOMETIMES INVOLVED IN LENDING/INVESTING. COUNTY SUPERVISOR - RACINE COUNTY, WI POSITION: County Board Supervisor NATURE: County Board Supervisor District 20. Racine, WI. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 04/02/2024 ADDRESS: 730 Wisconsin Ave, Racine WI 53403, United States DESCRIPTION: I will serve and represent constituents of the Western Racine County in District 20, and set budget, policy and priorities for Racine County, WI. It is an elected official, constituent representation governing and oversight role.

Blog Corner

CRS (Client Relationship Summary) - RIA

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 25, 2015 - Present

TRUSTAGE INVESTMENT MANAGEMENT

Office #1: 5910 Mineral Point Rd, Madison, WI 53705

RIA

CRD#: 105960

Madison, WI

Current

September 29, 2006 - Present

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

Parkersburg, IA

Past

September 29, 2006 - November 25, 2015

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

MADISON, WI

Past

February 21, 2006 - September 5, 2006

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

RACINE, WI

Past

February 20, 2003 - February 6, 2006

B. C. ZIEGLER AND COMPANY

CRD#: 61

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUSTAGE INVESTMENT MANAGEMENT

MEMBERS CAPITAL ADVISORS, INC. | TRUSTAGE INVESTMENT MANAGEMENT

CRD#: 105960 / SEC#: 801-18140

RIA

Registered Investment Advisory firm - (1/4/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Wisconsin
(11/25/2015)

IAR

Wisconsin
(11/25/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/30/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/18/2003

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TRUSTAGE INVESTMENT MANAGEMENT

MEMBERS CAPITAL ADVISORS, INC. | TRUSTAGE INVESTMENT MANAGEMENT

CRD#: 105960 / SEC#: 801-18140

RIA

Registered Investment Advisory firm - (1/4/1983 Approved)

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Contact information

Main Address

5910 Mineral Point Rd, Madison, WI 53705

Mailing Address

Phone number

(608) 238-5851

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (50 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

MEMBERS CAPITAL ADVISORS (D/B/A TRUSTAGE INVESTMENT MANAGEMENT) BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	363
AUM (Assets Under Management)	$ 37,252,230,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas M. Preusker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Michael Preusker's CRS (Customer Relationship Summary).

Certified licenses

Experience

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

STIFEL, NICOLAUS & COMPANY, INCORPORATED

B. C. ZIEGLER AND COMPANY

Primary Firm SEC Registration

TRUSTAGE INVESTMENT MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 4/30/2003

SIE

Date: 10/1/2018

Series 7

Date: 2/18/2003

FINRA

Current Firm

TRUSTAGE INVESTMENT MANAGEMENT

Contact information

SEC notice filing (50 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRUSTAGE INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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