Matthew S. Clement
CETERA INVESTMENT ADVISERS LLC
STONY POINT, NY 10980
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CRD#: 4355212
Professional summary
Matthew Stephen Clement, AIF®, CFP®, who also goes by Matthew S. Clement, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Stony Point, New York and CETERA ADVISORS LLC located in Stony Point, New York.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Matthew has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matthew S. Clement
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FIXED INSURANCE WITH VARIOUS COMPANIES UNDER DBA NAME EMERALD MEDICARE, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE 09/2003, INSURANCE AGENT, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE, HEALTH, DISABILITY, AND LONG-TERM CARE; 2) NAME OF OTHER BUSINESS: EMERALD RETIREMENT PLANNING GROUP, INC. INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 09/2009, POSITION/TITLE/RELATIONSHIP: OWNER AND PRESIDENT, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 30, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) NAME OF OTHER BUSINESS: 18 LIBERTY SQUARE LLC INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: REAL ESTATE, START DATE: 07/2019, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 1, DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: LLC OWNS BUILDING THAT INVESTMENT BUSINESS OPERATES FROM; 4) NAME OF OTHER BUSINESS: HELEN HAYES HOSPITAL FOUNDATION; INVESTMENT RELATED: NO, ADDRESS: VIRTUAL, NATURE OF BUSINESS: NON-PROFIT, START DATE: 02/2022, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: BOARD MEMBER SUPPORT FOUNDATION; 5) NAME OF OTHER BUSINESS: ROCKLAND RECOVERY HOMES, INC.; INVESTMENT RELATED: NO; ADDRESS: 4 TIMMEL LANE STONY POINT, NY 10980 NATURE OF BUSINESS: NON PROFIT; START DATE: 12/2020; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER/TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: REVIEW REVENUE AND EXPENSE FIGURES, REPORT OBSERVATIONS TO BOARD, FUNDRAISING;
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Stephen Clement's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 6 Liberty Square Mall, Stony Point, NY 10980RIA
CRD#: 105644
STONY POINT, NY
Current
August 11, 2021 - Present
CETERA ADVISORS LLC
Office #1: 6 Liberty Square Mall, Stony Point, NY 10980BD
CRD#: 10299
Stony Point, NY
Past
August 11, 2021 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
September 8, 2009 - August 13, 2021
CANTELLA & CO., INC.
RIA
CRD#: 13905
Stony Point, NY
Past
September 8, 2009 - August 13, 2021
CANTELLA & CO., INC.
BD
CRD#: 13905
Stony Point, NY
Past
June 8, 2004 - September 9, 2009
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
STONY POINT, NY
Past
April 16, 2004 - September 9, 2009
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Past
September 12, 2003 - November 5, 2003
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/11/2021)
RR
California(8/11/2021)
RR
Colorado(6/3/2024)
RR
Connecticut(8/11/2021)
RR
Delaware(8/11/2021)
RR
Florida(8/11/2021)
RR
Georgia(6/28/2022)
RR
Louisiana(8/3/2022)
RR
Maryland(8/11/2021)
RR
Massachusetts(8/11/2021)
RR
Nebraska(2/7/2023)
RR
New Jersey(8/11/2021)
RR
New York(8/11/2021)
IAR
New York(3/21/2024)
RR
North Carolina(8/19/2021)
RR
Ohio(8/3/2023)
RR
Oregon(3/15/2024)
RR
Pennsylvania(8/11/2021)
RR
Puerto Rico(8/11/2021)
RR
Rhode Island(8/11/2021)
RR
South Carolina(1/4/2023)
RR
South Dakota(2/6/2023)
RR
Tennessee(3/4/2024)
RR
Virginia(8/11/2021)
RR
Wisconsin(8/11/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
