Craig R. Marson

5C CAPITAL MANAGEMENT

Woodcliff Lake, NJ 07677

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CRD#: 4354868

Professional summary

Craig R Marson, who also goes by Craig R. Marson, is a registered financial advisor currently at 5C CAPITAL MANAGEMENT, LLC located in Woodcliff Lake, New Jersey.

Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Craig has worked at 5 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Craig R. Marson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. MARSON FORMED A NJ LLC IN 2007 FOR A SMALL NUMBER OF CONSULTING JOBS. IT IS NOT ACTIVELY ENGAGED IN THE SOLICITATION OF BUSINESS AND DOES NOT COMPETE WITH 5C Capital Management, LLC. THE NUMBER OF HOURS DEVOTED TO THIS BUSINESS IS LESS THAN 5 HOURS PER MONTH DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig R Marson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 7, 2017 - Present

5C CAPITAL MANAGEMENT, LLC

Office #1: 50 Tice Boulevard Suite A32, Woodcliff Lake, NJ 07677Office #2: 50 Tice Boulevard Suite 340, Woodcliff Lake, NJ 07677

RIA

CRD#: 284213

Woodcliff Lake, NJ

Past

July 11, 2013 - February 7, 2017

CLARK DODGE ASSET MANAGEMENT, LLC

RIA

CRD#: 154822

WHITE PLAINS, NY

Past

January 24, 2007 - April 16, 2013

STONEGATE WEALTH MANAGEMENT, LLC

RIA

CRD#: 121412

FAIR LAWN, NJ

Past

September 29, 2005 - January 25, 2007

GERSTEIN FISHER

RIA

CRD#: 118551

NEW YORK, NY

Past

April 21, 2005 - September 23, 2005

AEPG WEALTH STRATEGIES

RIA

CRD#: 109859

WATCHUNG, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

5C CAPITAL MANAGEMENT, LLC

CRD#: 284213 / SEC#: 801-108825

RIA

Registered Investment Advisory firm - (1/3/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(2/7/2017)

IAR

Massachusetts
(12/8/2017)

IAR

New Jersey
(2/7/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/1/2004

Uniform Investment Adviser Law Examination

Current Firm

5C CAPITAL MANAGEMENT, LLC

CRD#: 284213 / SEC#: 801-108825

RIA

Registered Investment Advisory firm - (1/3/2017 Approved)

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Contact information

Main Address

50 Tice Boulevard Suite A32, Woodcliff Lake, NJ 07677

Mailing Address

Phone number

(347) 331-0648

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

5C CAPITAL MANAGEMENT, LLC FORM ADV PART 2A DECEMBER 31, 2024 (3/21/2025)

Regulatory assets under management

Total Number of Accounts	1,833
AUM (Assets Under Management)	$ 537,448,475

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Craig R. Marson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig R Marson's CRS (Customer Relationship Summary).

Certified licenses

Experience

5C CAPITAL MANAGEMENT, LLC

CLARK DODGE ASSET MANAGEMENT, LLC

STONEGATE WEALTH MANAGEMENT, LLC

GERSTEIN FISHER

AEPG WEALTH STRATEGIES

Primary Firm SEC Registration

5C CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/1/2004

Current Firm

5C CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

5C CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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