Kevin J. Knight
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Jerrod Knight was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 2001. Kevin had worked at 13 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2015 - March 28, 2016
AXIOM CAPITAL MANAGEMENT, INC.
June 1, 2015 - August 4, 2015
REALTY CAPITAL SECURITIES, LLC
June 24, 2013 - April 20, 2015
PROVASI CAPITAL PARTNERS LP
September 20, 2012 - October 17, 2013
D.H. HILL SECURITIES, LLLP
March 10, 2011 - February 24, 2012
AMERICAN GENERAL EQUITY SERVICES CORPORATION
July 13, 2007 - June 7, 2010
PACIFIC SELECT DISTRIBUTORS, LLC
August 2, 2005 - May 22, 2007
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
April 13, 2005 - August 1, 2005
AVANTAX INVESTMENT SERVICES, INC.
March 25, 2004 - January 27, 2005
BANC ONE SECURITIES CORPORATION
March 25, 2004 - January 27, 2005
BANC ONE SECURITIES CORPORATION
September 26, 2002 - March 19, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 26, 2002 - March 19, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 6, 2002 - May 15, 2002
EQUITABLE ADVISORS, LLC
July 20, 2001 - January 14, 2002
IDS LIFE INSURANCE COMPANY
July 20, 2001 - January 14, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AXIOM CAPITAL MANAGEMENT, INC.
CRD#: 26580 / SEC#: , 8-42638
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
