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Anthony C Stamos

CRD# 4354198·Registered 2003 - 2013
Barred: Anthony C Stamos was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Anthony C Stamos was a registered financial advisor. Anthony was a previously registered financial professional and started their career in finance 2003 - 2013. Anthony had worked at 11 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

Past

VECTORGLOBAL WMGPast·CRD# 32396
BD
Jersey City, Nj 07311, NJ
February 21, 2013 - June 14, 2013
MERRIMAN CAPITAL, INC.Past·CRD# 18296
BD
New York, NY
January 4, 2012 - February 21, 2013
DIRECT ACCESS PARTNERS LLCPast·CRD# 120950
BD
New York, NY
September 13, 2011 - January 10, 2012
BGC FINANCIAL, L.P.Past·CRD# 19801
BD
New York, NY
February 24, 2011 - September 8, 2011
ESPOSITO SECURITIES, LLCPast·CRD# 143710
BD
New York, NY
August 27, 2010 - February 22, 2011
LOUIS CAPITAL MARKETS, LLCPast·CRD# 48013
BD
Paris
January 20, 2010 - June 30, 2010
SLOAN SECURITIES CORP.Past·CRD# 17930
BD
Englewood Cliffs, NJ
April 7, 2009 - January 15, 2010
DASH FINANCIAL TECHNOLOGIES LLCPast·CRD# 104031
BD
New York, NY
May 15, 2008 - February 27, 2009
INTERACTIVE BROKERS CORP.Past·CRD# 117942
BD
Greenwich, CT
January 26, 2007 - May 14, 2008
ELECTRONIC GLOBAL SECURITIES, INC.Past·CRD# 47584
BD
New York, NY
May 16, 2005 - November 9, 2006
FIRST MONTAUK SECURITIES CORP.Past·CRD# 13755
BD
Red Bank, NJ
April 29, 2003 - May 16, 2003

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Current Firm

VW
VECTORGLOBAL WMG

VECTORGLOBAL WMG | VECTORMEX INCORPORATED | VECTORGLOBAL WMG, INC.

CRD#: 32396 / SEC#: 8-45715
BD
Terminated by SEC on 10/10/2026

Contact Information

Established

Delaware since 01/14/1993

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
VECTORMEX INTERNATIONAL, INC.SOLE SHAREHOLDER—
GADALA-MARIA, CARLOS ENRIQUEPRESIDENT, CEO, DIRECTOR, GSP4437613
SALGUERO, JUAN MANUELCCO2855462

Disclosures

Regulatory Event

4

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2006About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 2003About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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