CS
Colleen M. Stutz
EAGLE STRATEGIES LLC
FAIRFAX, VA 22030
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CRD#: 4353832
CS
Professional summary
Colleen Marie Stutz, ChFC®, CLU®, who also goes by Colleen S Cioppi, Colleen Stutz Cioppi, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Fairfax, Virginia and NYLIFE SECURITIES LLC located in Fairfax, Virginia.
Colleen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Colleen has worked at 2 firms and has passed the Series 63, Series 7TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Colleen S Cioppi | Colleen Stutz Cioppi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS: INVESTMENT RELATED; 3605 - D Chain Bridge Rd. Fairfax, VA 22030; Start Date 09/2017; Role/Title: Insurance Broker; Investment Related; 15 hours per month; 15 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF SON RISE STRATEGIES, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; FAIRFAX VA; START DATE: 03/2019] [BetterALife; providing meals for hungry families; 201 N. Maple Ave. Unit F Purcellville, VA 20132; Start Date 03/2022; Role/Title: Board Member; Not Investment Related; 5 hours per month; 5 hours per month during securities trading hours; reporting to the board on the Assets and Liabilities of the organization][Purcellville Business Association; Hold meetings to bring business owners in the town of Purcellville together to network and learn about the state of the town.; P.O. Box 567 Purcellville, VA 20134; Start Date 09/2021; Role/Title: Board Member; Not Investment Related; 5 hours per month; 5 hours per month during securities trading hours; Plan activities for the members]
CRS (Client Relationship Summary) - RIA
Click below to view Colleen Marie Stutz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 21, 2010 - Present
EAGLE STRATEGIES LLC
Office #1: 3605-d Chain Bridge Rd, Fairfax, VA 22030RIA
CRD#: 110826
FAIRFAX, VA
Current
March 20, 2001 - Present
NYLIFE SECURITIES LLC
Office #1: 3605 D Chain Bridge Road, Fairfax, VA 22030BD
CRD#: 5167
Fairfax, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/1/2020)
RR
Colorado(10/29/2019)
RR
Connecticut(12/19/2024)
RR
Delaware(3/5/2019)
RR
District of Columbia(5/18/2001)
RR
Florida(7/20/2017)
RR
Georgia(3/24/2021)
RR
Hawaii(7/30/2025)
RR
Illinois(6/29/2023)
RR
Maine(4/22/2021)
RR
Maryland(5/16/2001)
RR
Massachusetts(11/14/2024)
RR
Missouri(9/3/2025)
RR
Nevada(4/9/2024)
RR
New Hampshire(2/4/2025)
RR
New Jersey(6/9/2020)
RR
New York(12/2/2019)
RR
North Carolina(8/24/2017)
RR
Pennsylvania(8/17/2017)
RR
South Carolina(11/18/2021)
RR
Tennessee(9/23/2020)
RR
Texas(5/12/2020)
IAR
Texas(8/21/2024)
RR
Virginia(3/26/2001)
IAR
Virginia(4/21/2010)
RR
West Virginia(11/19/2018)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/23/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Fairfax, VA 22030TRUST BUT VERIFY
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