Christine Y. Chui

TORTUGA WEALTH MANAGEMENT

Torrance, CA 90501

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CRD#: 4353814

Professional summary

Christine Y Chui, who also goes by Christine Hua Yu, Christine Yu, Hua Yu, is a registered financial advisor currently at TORTUGA WEALTH MANAGEMENT located in Torrance, California and LPL FINANCIAL LLC located in Torrance, California.

Christine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Christine has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Christine Hua Yu | Christine Yu | Hua Yu

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christine Y Chui's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 22, 2021 - Present

TORTUGA WEALTH MANAGEMENT

Office #1: 1957 Carson Street Suite 100, Torrance, CA 90501

RIA

CRD#: 153737

Torrance, CA

Current

April 19, 2021 - Present

LPL FINANCIAL LLC

Office #1: 1957 W Carson St Ste 100, Torrance, CA 90501-3285

RIA

CRD#: 6413

Torrance, CA

Past

June 4, 2018 - May 22, 2019

LPL FINANCIAL LLC

RIA

CRD#: 6413

TORRANCE, CA

Past

June 4, 2018 - May 22, 2019

LPL FINANCIAL LLC

CRD#: 6413

TORRANCE, CA

Past

July 14, 2014 - July 12, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

MONROVIA, CA

Past

July 14, 2014 - July 12, 2016

LPL FINANCIAL LLC

CRD#: 6413

MONROVIA, CA

Past

August 10, 2001 - July 19, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PASADENA, CA

Past

August 1, 2001 - July 19, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PASADENA, CA

Past

April 24, 2001 - June 27, 2001

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TORTUGA WEALTH MANAGEMENT

TORTUGA WEALTH MANAGEMENT | TORTUGA WEALTH MANAGEMENT, INC.

CRD#: 153737 / SEC#: 801-124715

RIA

Registered Investment Advisory firm - (4/22/2022 Approved)

California

Registered Investment Advisory firm - (5/26/2022 Terminated)

Illinois

Registered Investment Advisory firm - (4/26/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/26/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(4/20/2021)

California
(4/19/2021)

IAR

California
(4/22/2021)

New York
(4/20/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/30/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/23/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TORTUGA WEALTH MANAGEMENT

TORTUGA WEALTH MANAGEMENT | TORTUGA WEALTH MANAGEMENT, INC.

CRD#: 153737 / SEC#: 801-124715

RIA

Registered Investment Advisory firm - (4/22/2022 Approved)

California

Registered Investment Advisory firm - (5/26/2022 Terminated)

Illinois

Registered Investment Advisory firm - (4/26/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/26/2022 Terminated)

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Contact information

Main Address

1957 Carson Street Suite 100, Torrance, CA 90501

Mailing Address

Phone number

(310) 935-0275

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TWM - ADV PART 2A - APPENDIX A - WRAP FEE PROGRAM BROCHURE (2/13/2026)

TWM - ADV PART 2A - FIRM BROCHURE (2/13/2026)

Regulatory assets under management

Total Number of Accounts	604
AUM (Assets Under Management)	$ 222,882,492

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Christine Y. Chui

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christine Y Chui's CRS (Customer Relationship Summary).

Certified licenses

Experience

TORTUGA WEALTH MANAGEMENT

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

TORTUGA WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 4/30/2001

SIE

Date: 10/1/2018

Series 7

Date: 4/23/2001

FINRA

Current Firm

TORTUGA WEALTH MANAGEMENT

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TORTUGA WEALTH MANAGEMENT

TRUST BUT VERIFY

Contact information

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