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JL

Jesse J. Lipscomb

COMPASS FINANCIAL MANAGEMENT LLC
San Diego, CA 92108
Some features on this profile are disabled
CRD#: 4353680
JL

Professional summary

Jesse John Lipscomb is a registered financial advisor currently at COMPASS FINANCIAL MANAGEMENT LLC located in San Diego, California.

Jesse is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Jesse has worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jesse John Lipscomb's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 15, 2024 - Present

COMPASS FINANCIAL MANAGEMENT LLC

Office #1: 4025 Camino Del Rio South Suite 300, San Diego, CA 92108
RIA
CRD#: 156345
San Diego, CA
Past

December 5, 2023 - December 31, 2024

BISON WEALTH, LLC

RIA
CRD#: 299805
SAN DIEGO, CA
Past

February 9, 2021 - December 4, 2023

TRUADVICE LLC

RIA
CRD#: 292482
San Diego, CA
Past

October 18, 2019 - April 14, 2021

QUALIFIED PLANNING

RIA
CRD#: 304788
SAN DIEGO, CA
Past

February 17, 2010 - December 11, 2019

QUALIFIED PLANNING

RIA
CRD#: 152546
SAN DIEGO, CA
Past

October 24, 2003 - June 6, 2006

WORLD GROUP SECURITIES, INC.

BD
CRD#: 114473
DULUTH, GA
Past

April 12, 2002 - April 26, 2002

WORLD GROUP SECURITIES, INC.

BD
CRD#: 114473
DULUTH, GA
Past

November 1, 2001 - April 12, 2002

WMA SECURITIES, INC.

BD
CRD#: 32625
DULUTH, GA
Past

February 22, 2001 - October 10, 2001

WMA SECURITIES, INC.

BD
CRD#: 32625
DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
COMPASS FINANCIAL MANAGEMENT LLC
COMPASS FINANCIAL MANAGEMENT LLC | ZODA FINANCIAL | NATURE COAST CAPITAL | MY ROADMAP ADVISOR | MOWERY CAPITAL | MICHAEL LEE STRATEGY | MARKOWSKI INVESTMENTS HOLDING CORPORATION | MARKOWSKI BROTHERS HOLDING CORPORATION | KELLY INVESTMENT ADVISORS | KDH FINANCIAL | JOHN DANIELS CPA | INTELLIVISOR FAMILY OFFICE | INDEPENDENCE MONEY | FORTIFIED WEALTH MANAGEMENT | DMK ADVISOR GROUP | DISE WEALTH MANAGEMENT

CRD#: 156345 / SEC#: 801-118185

RIA
Registered Investment Advisory firm - (3/6/2020 Approved)
Florida
Registered Investment Advisory firm - (3/11/2020 Terminated)
New Jersey
Registered Investment Advisory firm - (3/19/2020 Terminated)
New York
Registered Investment Advisory firm - (3/11/2020 Terminated)
South Carolina
Registered Investment Advisory firm - (3/11/2020 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(10/15/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/5/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/23/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6
Date: 2/21/2001
Investment Company Products/Variable Contracts Representative Examination

Current Firm

CF
COMPASS FINANCIAL MANAGEMENT LLC
COMPASS FINANCIAL MANAGEMENT LLC | ZODA FINANCIAL | NATURE COAST CAPITAL | MY ROADMAP ADVISOR | MOWERY CAPITAL | MICHAEL LEE STRATEGY | MARKOWSKI INVESTMENTS HOLDING CORPORATION | MARKOWSKI BROTHERS HOLDING CORPORATION | KELLY INVESTMENT ADVISORS | KDH FINANCIAL | JOHN DANIELS CPA | INTELLIVISOR FAMILY OFFICE | INDEPENDENCE MONEY | FORTIFIED WEALTH MANAGEMENT | DMK ADVISOR GROUP | DISE WEALTH MANAGEMENT

CRD#: 156345 / SEC#: 801-118185

RIA
Registered Investment Advisory firm - (3/6/2020 Approved)
Florida
Registered Investment Advisory firm - (3/11/2020 Terminated)
New Jersey
Registered Investment Advisory firm - (3/19/2020 Terminated)
New York
Registered Investment Advisory firm - (3/11/2020 Terminated)
South Carolina
Registered Investment Advisory firm - (3/11/2020 Terminated)
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Contact information

Main Address
2422 W. Sunset Drive, Tampa, FL 33629
Mailing Address
Phone number
(813) 831-5168
Established
Firm type
Fiscal year end
# of Employees
28

SEC notice filing (23 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

COMPASS FINANCIAL MANAGEMENT ADV PART 2A 3/19/2025 (3/21/2025)

Regulatory assets under management

Total Number of Accounts1,350
AUM (Assets Under Management)$ 518,984,611

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COMPASS FINANCIAL MANAGEMENT LLC

CRD#: 156345San Diego, CA 92108

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