William E. Loveless

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CRD#: 4353442

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Edward Loveless II was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 2001. William had worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 12, 2017 - April 17, 2019

BARNES PETTEY FINANCIAL ADVISORS, LLC

RIA

CRD#: 142944

MEMPHIS, TN

Past

January 2, 2009 - December 31, 2018

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

MEMPHIS, TN

Past

March 24, 2004 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

MEMPHIS, TN

Past

February 22, 2001 - December 31, 2018

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

MEMPHIS, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BARNES PETTEY FINANCIAL ADVISORS, LLC

CRD#: 142944 / SEC#: 801-67555

RIA

Registered Investment Advisory firm - (1/3/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/25/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/21/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 4/25/2005

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 3/31/2005

General Securities Sales Supervisor - General Module Examination

Current Firm

BARNES PETTEY FINANCIAL ADVISORS, LLC

CRD#: 142944 / SEC#: 801-67555

RIA

Registered Investment Advisory firm - (1/3/2007 Approved)

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Contact information

Main Address

252 Sunflower Avenue, Clarksdale, MS 38614

Mailing Address

P.o. Box 1234, Clarksdale, MS 38614

Phone number

(662) 627-2225

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BARNES PETTEY FINANCIAL ADVISORS, LLC ADV BROCHURE (7/28/2025)

Regulatory assets under management

Total Number of Accounts	2,720
AUM (Assets Under Management)	$ 1,123,122,793

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William E. Loveless

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

BARNES PETTEY FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/25/2001

SIE

Date: 10/1/2018

Series 7

Date: 2/21/2001

Series 9

Date: 4/25/2005

Series 10

Date: 3/31/2005

Current Firm

BARNES PETTEY FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BARNES PETTEY FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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