Peter E. Ratcliffe

AMERICAN BEACON ADVISORS

Marlton, NJ

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CRD#: 4352402

Professional summary

Peter Ellis Ratcliffe, AIF®, CIMA®, who also goes by Peter Ellis Ratcliffe, is a registered financial advisor currently at AMERICAN BEACON ADVISORS, INC. located in Marlton, New Jersey and RESOLUTE INVESTMENT DISTRIBUTORS, INC. located in Irving`, Texas.

Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Peter has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Peter Ellis Ratcliffe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Providing sales activities for American Beacon Advisors which is an affiliate of Resolute Investment Distributors, Inc

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Ellis Ratcliffe's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CIMA^®

Certified Investment Management Analyst

Experience

Current

November 14, 2022 - Present

AMERICAN BEACON ADVISORS, INC.

RIA

CRD#: 105552

Marlton, NJ

Current

November 8, 2022 - Present

RESOLUTE INVESTMENT DISTRIBUTORS, INC.

Office #1: 220 East Las Colinas Blvd. Suite 1200, Irving`, TX 75039

CRD#: 287788

Irving`, TX

Past

May 28, 2019 - October 24, 2022

GUGGENHEIM INVESTMENTS

RIA

CRD#: 105477

MARLTON, NJ

Past

May 28, 2019 - October 24, 2022

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

CRD#: 39805

CHICAGO, IL

Past

November 24, 2014 - May 24, 2019

PNC CAPITAL ADVISORS LLC

RIA

CRD#: 151829

PHILADELPHIA, PA

Past

October 27, 2014 - May 28, 2019

FORESIDE DISTRIBUTION SOLUTIONS, LLC

CRD#: 118787

PHILADELPHIA, PA

Past

May 30, 2014 - October 23, 2014

CABOT LODGE SECURITIES LLC

CRD#: 159712

NEW YORK, NY

Past

November 9, 2006 - February 25, 2011

LINCOLN FINANCIAL DISTRIBUTORS, INC.

RIA

CRD#: 145

RADNOR, PA

Past

November 8, 2006 - April 30, 2014

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

July 18, 2003 - October 23, 2006

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MARLTON, NJ

Past

July 18, 2003 - October 23, 2006

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MARLTON, NJ

Past

June 7, 2002 - July 21, 2003

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

VOORHEES, NJ

Past

June 14, 2001 - July 21, 2003

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

February 20, 2001 - May 2, 2001

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

EDISON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERICAN BEACON ADVISORS, INC.

AMERICAN BEACON ADVISORS, INC. | AMR INVESTMENTS | AMR INVESTMENT SERVICES, INC | AMR INVESTMENT

CRD#: 105552 / SEC#: 801-29198

RIA

Registered Investment Advisory firm - (3/10/1987 Approved)

Montana

Registered Investment Advisory firm - (5/7/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(11/8/2022)

New York
(11/8/2022)

IAR

Texas
(11/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/16/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/21/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 8/30/2001

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/26/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/17/2001

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

AMERICAN BEACON ADVISORS, INC.

AMERICAN BEACON ADVISORS, INC. | AMR INVESTMENTS | AMR INVESTMENT SERVICES, INC | AMR INVESTMENT

CRD#: 105552 / SEC#: 801-29198

RIA

Registered Investment Advisory firm - (3/10/1987 Approved)

Montana

Registered Investment Advisory firm - (5/7/2004 Terminated)

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Contact information

Main Address

220 East Las Colinas Blvd., Suite 1200, Irving, TX 75039-5500

Mailing Address

Phone number

(817) 391-6100

Established

Firm type

Fiscal year end

# of Employees

125

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

AMERICAN BEACON ADVISORS FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	65
AUM (Assets Under Management)	$ 58,789,969,013

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Peter E. Ratcliffe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Ellis Ratcliffe's CRS (Customer Relationship Summary).

Certified licenses

Experience

RESOLUTE INVESTMENT DISTRIBUTORS, INC.

GUGGENHEIM INVESTMENTS

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

PNC CAPITAL ADVISORS LLC

FORESIDE DISTRIBUTION SOLUTIONS, LLC

CABOT LODGE SECURITIES LLC

LINCOLN FINANCIAL DISTRIBUTORS, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

AMERICAN BEACON ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/16/2001

Series 63

Date: 2/21/2001

SIE

Date: 10/1/2018

Series 31

Date: 8/30/2001

Series 7

Date: 7/26/2001

Series 6

Date: 2/17/2001

FINRA

Current Firm

AMERICAN BEACON ADVISORS, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AMERICAN BEACON ADVISORS, INC.

TRUST BUT VERIFY

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