Cynthia M. Nofi
Professional summary
Cynthia Mae Nofi, who also goes by Cindy Nofi, Cynthia M Nofi, Cynthia Mae Vencel, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Alpharetta, Georgia and TRUIST INVESTMENT SERVICES, INC. located in Alpharetta, Georgia.
Cynthia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Cynthia has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Cynthia Mae Nofi's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 21, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 2520 Northwinds Pkway Fl 4, Alpharetta, GA 30009July 1, 2015 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 2520 Northwinds Pkwy Fl 4, Alpharetta, GA 30009July 30, 2015 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
June 17, 2011 - June 16, 2015
WELLS FARGO CLEARING SERVICES, LLC
June 16, 2011 - June 16, 2015
WELLS FARGO CLEARING SERVICES, LLC
October 23, 2009 - October 9, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - October 9, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 30, 2003 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
February 27, 2001 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/15/2015)
(7/1/2015)
(9/21/2016)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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