LH
Leca B. Harris
ALLSTATE FINANCIAL ADVISORS
Asheville, NC 28806-3114
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CRD#: 4351945
LH
Professional summary
Leca Bradley Harris, who also goes by Leca Jean Bradley, Leca B Harris, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Asheville, North Carolina and ALLSTATE FINANCIAL SERVICES, LLC located in Asheville, North Carolina.
Leca is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Leca has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Leca Jean Bradley | Leca B Harris
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LECA BRADLEY HARRIS POSITION: owner NATURE: This is a lease of 15 acres of agricultural land. It will be farmed for growing hay. Income will be approx $750/year. This will split equally with my brother. We have no responsibility for upkeep, daily operations, etc. It is strictly leased land. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/20/2022 ADDRESS: 90 Our Boys Lane, Hendersonville NC 28792, United States DESCRIPTION: This is a lease of 15 acres of agricultural land. It will be farmed for growing hay. Income will be approx $750/year. This will split equally with my brother. We have no responsibility for upkeep, daily operations, etc. It is strictly leased land. SAINT PAUL MOUNTAIN VINEYARDS POSITION: sales associate NATURE: Sales associate for sale and pouring of wine and hard cider. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/07/2018 ADDRESS: 588 Chestnut Gap Rd, Hendersonville NC 28792, United States DESCRIPTION: Wine tastings and sales of product EVERLAKE AND LBL POSITION: agent NATURE: servicing of previously sold products, held with these companies INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2023 ADDRESS: 844 Haywood Rd, Asheville NC 28806, United States DESCRIPTION: servicing of previously sold products
CRS (Client Relationship Summary) - RIA
Click below to view Leca Bradley Harris's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 1, 2015 - Present
ALLSTATE FINANCIAL ADVISORS, LLC
Office #1: 844 Haywood Rd, Asheville, NC 28806-3114RIA
CRD#: 109524
Asheville, NC
Current
July 15, 2015 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 844 Haywood Rd, Asheville, NC 28806-3114BD
CRD#: 18272
Asheville, NC
Past
May 10, 2013 - March 24, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
HENDERSONVILLE, NC
Past
May 9, 2013 - March 24, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
HENDERSONVILLE, NC
Past
September 26, 2012 - February 20, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
HENDERSONVILLE, NC
Past
February 14, 2001 - August 13, 2012
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
PISGAH FOREST, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - (11/21/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/28/2021)
RR
Massachusetts(9/16/2021)
IAR
North Carolina(7/1/2015)
RR
North Carolina(7/15/2015)
RR
Virginia(4/7/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - (11/21/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
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Company Information
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524Asheville, NC 28806-3114TRUST BUT VERIFY
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