Cipriano M. Gomez

NOBLES & RICHARDS

Phoenix, AZ 85054

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CRD#: 4351711

Professional summary

Cipriano Miguel Gomez, who also goes by Cipriano Miguel Gomez, Cipriano Gomez, Cipriano Gomez, is a registered financial professional currently at NOBLES & RICHARDS, INC. located in Phoenix, Arizona.

Cipriano is registered as a RR (Registered Representative) and started their career in finance in 2001. Cipriano has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Cipriano Miguel Gomez | Cipriano Gomez | Cipriano Gomez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Cipriano Miguel Gomez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 7, 2025 - Present

NOBLES & RICHARDS, INC.

Office #1: 6811 E Mayo Blvd Fl 2, Phoenix, AZ 85054

CRD#: 146870

Phoenix, AZ

Past

March 23, 2021 - January 31, 2024

VANGUARD MARKETING CORPORATION

CRD#: 7452

SCOTTSDALE, AZ

Past

March 22, 2021 - January 31, 2024

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

SCOTTSDALE, AZ

Past

June 8, 2020 - September 10, 2020

USAA INVESTMENT SERVICES COMPANY

CRD#: 5475

Phoenix, AZ

Past

January 18, 2019 - July 30, 2020

USAA INVESTMENT SERVICES COMPANY

RIA

CRD#: 5475

Phoenix, AZ

Past

January 16, 2019 - June 8, 2020

USAA FINANCIAL ADVISORS, INC.

CRD#: 129035

PHOENIX, AZ

Past

February 3, 2017 - August 7, 2017

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA

CRD#: 20804

SCOTTSDALE, AZ

Past

February 3, 2017 - August 7, 2017

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

SCOTTSDALE, AZ

Past

May 6, 2010 - December 15, 2016

CHARLES SCHWAB & CO., INC.

CRD#: 5393

PHOENIX, AZ

Past

April 30, 2010 - December 15, 2016

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

PHOENIX, AZ

Past

June 28, 2002 - June 25, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

AUSTIN, TX

Past

June 12, 2002 - June 25, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

AUSTIN, TX

Past

April 30, 2001 - November 19, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/10/2025)

Alaska
(7/15/2025)

Arizona
(7/9/2025)

Arkansas
(7/11/2025)

California
(7/8/2025)

Colorado
(8/21/2025)

Connecticut
(7/10/2025)

Delaware
(7/10/2025)

District of Columbia
(7/14/2025)

Florida
(7/8/2025)

Georgia
(7/8/2025)

Hawaii
(7/15/2025)

Idaho
(7/8/2025)

Illinois
(7/11/2025)

Indiana
(7/9/2025)

Iowa
(7/18/2025)

Kansas
(7/8/2025)

Kentucky
(7/14/2025)

Louisiana
(7/10/2025)

Maine
(7/14/2025)

Maryland
(7/10/2025)

Massachusetts
(8/4/2025)

Michigan
(7/10/2025)

Minnesota
(7/11/2025)

Mississippi
(7/10/2025)

Missouri
(7/8/2025)

Montana
(7/22/2025)

Nebraska
(7/14/2025)

Nevada
(7/10/2025)

New Hampshire
(7/10/2025)

New Jersey
(7/8/2025)

New Mexico
(7/8/2025)

New York
(7/9/2025)

North Carolina
(7/14/2025)

North Dakota
(7/14/2025)

Ohio
(7/10/2025)

Oklahoma
(7/14/2025)

Oregon
(7/12/2025)

Pennsylvania
(7/14/2025)

Rhode Island
(7/14/2025)

South Carolina
(7/14/2025)

South Dakota
(7/10/2025)

Tennessee
(7/8/2025)

Texas
(7/8/2025)

Utah
(7/8/2025)

Vermont
(7/10/2025)

Virginia
(7/10/2025)

Washington
(7/10/2025)

West Virginia
(7/10/2025)

Wisconsin
(7/9/2025)

Wyoming
(7/10/2025)

Exams

State Security Law Exam

IAR

Series 65

Date: 7/18/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/22/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/7/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/31/2001

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/27/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

NOBLES & RICHARDS, INC.

CRD#: 146870 / SEC#: , 8-67859

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

801 East Plano Parkway Suite 220, Plano, TX 75074

Mailing Address

801 East Plano Parkway Suite 220, Plano, TX 75074

Phone number

(214) 642-6603

Established

Texas since 10/02/2007

Firm type

Corporation

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
TELEMARKETING LAW COMPLIANCE, LLC	SHAREHOLDER
NOBLES, ILONKA	PRESIDENT/CCO	2704881
RICHARDS, JAMES ROSS	CFO/FINOP	2680389

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Cipriano M. Gomez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Cipriano Miguel Gomez's CRS (Customer Relationship Summary).

Certified licenses

Experience

VANGUARD MARKETING CORPORATION

VANGUARD ADVISERS, INC.

USAA INVESTMENT SERVICES COMPANY

USAA INVESTMENT SERVICES COMPANY

USAA FINANCIAL ADVISORS, INC.

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/18/2001

Series 63

Date: 5/22/2001

SIE

Date: 8/7/2017

Series 31

Date: 5/31/2001

Series 7

Date: 4/27/2001

FINRA

Current Firm

NOBLES & RICHARDS, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

NOBLES & RICHARDS, INC.

TRUST BUT VERIFY

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