Michael A. Silverman

GP NURMENKARI

Norwalk, CT 06854

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CRD#: 4351669

Professional summary

Michael Alan Silverman is a registered financial professional currently at GP NURMENKARI INC. located in Norwalk, Connecticut.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 7 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Alan Silverman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 19, 2024 - Present

GP NURMENKARI INC.

Office #1: 22 Elizabeth Street, Sono Square Suite 1j, Norwalk, CT 06854

CRD#: 153480

Norwalk, CT

Past

October 20, 2014 - October 26, 2023

KATALYST SECURITIES LLC

CRD#: 112494

New York, NY

Past

October 2, 2014 - October 3, 2014

KATALYST SECURITIES LLC

CRD#: 112494

NEW YORK, NY

Past

March 18, 2010 - October 30, 2014

GOTTBETTER CAPITAL MARKETS, LLC

CRD#: 20680

NEW YORK, NY

Past

November 19, 2007 - December 31, 2009

MCGINN, SMITH & CO., INC.

CRD#: 8453

NEW YORK, NY

Past

August 24, 2006 - November 19, 2007

AXIOM CAPITAL MANAGEMENT, INC.

CRD#: 26580

NEW YORK, NY

Past

March 1, 2002 - June 23, 2006

AUGMENT SECURITIES INC.

CRD#: 28373

NEW YORK, NY

Past

July 30, 2001 - February 27, 2002

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

NASHVILLE, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(5/23/2024)

Massachusetts
(10/2/2025)

New York
(5/24/2024)

Exams

State Security Law Exam

Series 63

Date: 3/25/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/27/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/8/2010

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

GP NURMENKARI INC.

CRD#: 153480 / SEC#: , 8-68538

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

22 Elizabeth Street, Sono Square Suite 1j, Norwalk, CT 06854

Mailing Address

22 Elizabeth Street, Sono Square Suite 1j, Norwalk, CT 06854

Phone number

(212) 447-5550

Established

New York since 01/07/2010

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (19 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
PEZONE, ALBERT WILLIAM	CEO, CCO	2728981
BARNETT, DAVID BENJAMIN	FINOP	1669970

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael A. Silverman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Alan Silverman's CRS (Customer Relationship Summary).

Certified licenses

Experience

KATALYST SECURITIES LLC

KATALYST SECURITIES LLC

GOTTBETTER CAPITAL MARKETS, LLC

MCGINN, SMITH & CO., INC.

AXIOM CAPITAL MANAGEMENT, INC.

AUGMENT SECURITIES INC.

SANFORD C. BERNSTEIN & CO., LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/25/2002

Series 99TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/27/2001

Series 24

Date: 9/8/2010

FINRA

Current Firm

GP NURMENKARI INC.

Contact information

FINRA licenses (19 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

GP NURMENKARI INC.

TRUST BUT VERIFY

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