Michael Stein
Professional Summary
Michael Stein, who also goes by Michael Jared Stein, is a registered financial advisor currently at FAS CORP. located in Leawood, Kansas. Michael is registered as a RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michael Jared Stein
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
AFAS CORP. | VFAS CORP. | TFAS CORP. | NYFAS CORP. | MSTFAS | MFAS CORP. | FAS CORP. | FAS CORP DOING BUSINESS AS FAS CORP., A KANSAS CORPORATION
Contact Information
Main Address
4747 West 135th Street, Suite 100, Leawood, KS 66224Mailing Address
4747 W 135 Street, Suite 100, Leawood, KS 66224Phone Number
(913) 239-2300Established
Kansas since 06/18/1997Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (43 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BARNES FAMILY REVOCABLE TRUST DATED AUGUST 16, 2013 | STOCKHOLDER | — |
| JAMES G. DUSSOLD REVOCABLE TRUST DATED MAY 21, 1996 | STOCKHOLDER | — |
| JOHN THOMAS MEIER REVOCABLE TRUST DATED NOVEMBER 11, 2015 | STOCKHOLDER | — |
| AMEY, KEVIN PATRICK FISHER | STOCKHOLDER | 5611985 |
| JASON AND ANDREA HARRISON TRUST DATED MAY 25, 2021 | STOCKHOLDER | — |
| MICHELLE HORTON LIVING TRUST DATED JUNE 19, 2006 | STOCKHOLDER | — |
| O'GRADY, JORDAN MICHAEL | STOCKHOLDER | 6091943 |
| BARNES, ANNA | TRUSTEE AND GRANTOR OF BARNES FAMILY REVOCABLE TRUST DATED AUGUST 16, 2013 | 4722952 |
| BARNES, JACOB S | TRUSTEE AND GRANTOR OF BARNES FAMILY REVOCABLE TRUST DATED AUGUST 16, 2013 | 6079812 |
| DUSSOLD, JAMES GERARD | PRESIDENT, TREASURER, DIRECTOR, GRANTOR, TRUSTEE OF THE JAMES G. DUSSOLD REVOCABLE TRUST DATED MAY 21, 1996 | 1380347 |
| GLENN, JACQUELYN ELAYNE | CHIEF COMPLIANCE OFFICER | 2260863 |
| HARRISON, ANDREA | TRUSTEE AND GRANTOR OF JASON AND ANDREA HARRISON TRUST DATED MAY 25, 2021 | 8217983 |
| HARRISON, JASON ALLEN-PECHAR | TRUSTEE AND GRANTOR OF JASON AND ANDREA HARRISON TRUST DATED MAY 25, 2021 | 4546173 |
| HORTON, BARNABAS D JR | TRUSTEE OF THE MICHELLE HORTON LIVING TRUST DATED JUNE 19, 2006 | — |
| HORTON, MICHELLE | TRUSTEE AND GRANTOR OF MICHELLE HORTON LIVING TRUST | 7092037 |
| KRSTIC, MEGAN ASHLEY | AML OFFICER | — |
| MEIER, JOHN ALAN | EXECUTIVE VICE PRESIDENT, SECRETARY | 2869160 |
| MEIER, JOHN T | GRANTOR AND TRUSTEE OF THE JOHN THOMAS MEIER REVOCABLE TRUST DATED NOVEMBER 11, 2015 | — |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/7/2011)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Apr 2001About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael Stein's CRS (Customer Relationship Summary).
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