Edward S. Grieb
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Stephen Grieb, who also goes by Edward S. Grieb, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 2005. Edward had worked at 7 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 2010 - June 15, 2012
GETCO SECURITIES, LLC
July 24, 2009 - June 15, 2012
GETCO EXECUTION SERVICES LLC
May 5, 2009 - June 15, 2012
OCTEG, LLC
September 22, 2008 - October 22, 2008
BARCLAYS CAPITAL INC.
May 4, 2005 - May 7, 2009
NEUBERGER BERMAN MANAGEMENT LLC
May 3, 2005 - May 7, 2009
NEUBERGER BERMAN BD LLC
January 24, 2005 - September 22, 2008
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
GETCO SECURITIES, LLC
CRD#: 151233 / SEC#: , 8-68352
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
