James B. Macleod

EATON VANCE DISTRIBUTORS

BOSTON, MA 02109

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CRD#: 4350993

Professional summary

James Bryan Macleod, CFP®, who also goes by James Bryan Macleod, is a registered financial professional currently at EATON VANCE DISTRIBUTORS, INC. located in Boston, Massachusetts.

James is registered as a RR (Registered Representative) and started their career in finance in 2001. James has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

James Bryan Macleod

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. As of September 2018, VP - Bronco Division (Board Member) - Torrance American Baseball, located at 23009 Doris Way Torrance, CA 90505. Responsibilities include attending board meetings and overseeing the conduct of coaches, parents and umpires associated with the division. This is not investment related. Will devote between two and four hours per month toward this activity - zero hours during securities trading hours. 2. Since February 2024, Member of the Board of Directors - Folds of Honor California Chapter, located at 2780 Skypark Drive, Torrance, CA 90505. Duties include participating in board meetings, making appearances on behalf of the chapter and organizing/participating in activities for the annual golf event. This is not investment related. Will devote approximately three hours per month toward this activity - one hour during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Bryan Macleod's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

August 16, 2024 - Present

EATON VANCE DISTRIBUTORS, INC.

Office #1: 1 Post Office Square, Boston, MA 02109

CRD#: 37731

BOSTON, MA

Past

January 4, 2021 - August 2, 2024

AMUNDI ASSET MANAGEMENT US, INC.

RIA

CRD#: 107719

BOSTON, MA

Past

March 21, 2012 - December 31, 2020

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

RIA

CRD#: 138756

BOSTON, MA

Past

February 23, 2012 - August 2, 2024

AMUNDI DISTRIBUTOR US, INC.

CRD#: 24497

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

EATON VANCE DISTRIBUTORS, INC.

EATON VANCE DISTRIBUTORS, INC. | EV DISTRIBUTORS, INC. | EATON VANCE DISTRIBUTORS, INC.

CRD#: 37731 / SEC#: , 8-47939

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

One Post Office Square, Boston, MA 02109

Mailing Address

1300 Thames Street C/o Shared Services Compliance - Registration, Baltimore, MD 21231

Phone number

(617) 482-8260

Established

Massachusetts since 07/15/1994

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
MORGAN STANLEY CAPITAL MANAGEMENT, LLC	SHAREHOLDER
FAHEY, LAWRENCE LOUIS	PRINCIPAL OPERATIONS OFFICER	2097212
FAMIGLIETTI, FRANK J	DIRECTOR	2702269
KASETA, LYNN M	CHIEF COMPLIANCE OFFICER	6451373
KUSH, ANTHONY N	PRINCIPAL FINANCIAL OFFICER, AND, FINANCIAL AND OPERATIONS PRINCIPAL OFFICER	7463692
LEFEVRE, BENJAMIN WILLIAM	TEXAS DESIGNATED PRINCIPAL	2261749
LEIMENSTOLL, ANDREW JOHN	DIRECTOR	4640636
MICHAUD, DAVID ANDREW	DIRECTOR	2730645
WITKOS, MATTHEW JOSEPH	PRESIDENT, CEO, AND DIRECTOR	2034689

Red Flags

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Firm Stability Insights

James B. Macleod

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Bryan Macleod's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMUNDI ASSET MANAGEMENT US, INC.

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

AMUNDI DISTRIBUTOR US, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

SUMMIT FINANCIAL GROUP INC

SUMMIT BROKERAGE SERVICES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

PACIFIC SELECT DISTRIBUTORS, LLC

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

AMUNDI ASSET MANAGEMENT US, INC.

AMUNDI DISTRIBUTOR US, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/24/2004

SIE

Date: 10/1/2018

Series 7

Date: 6/18/2002

Series 6

Date: 3/8/2001

FINRA

Current Firm

EATON VANCE DISTRIBUTORS, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

EATON VANCE DISTRIBUTORS, INC.

TRUST BUT VERIFY

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