Roy W. Vorhees
Professional summary
Roy Webster Vorhees IV is a registered financial professional currently at DONNELLY PENMAN & PARTNERS located in Grosse Pointe Woods, Michigan.
Roy is registered as a RR (Registered Representative) and started their career in finance in 2001. Roy has worked at 1 firm and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Roy Webster Vorhees IV's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 26, 2001 - Present
DONNELLY PENMAN & PARTNERS
Office #1: 63 Kercheval Avenue, Suite 112, Grosse Pointe Woods, MI 48236Office #2: 20902 Mack Avenue, Grosse Pointe Woods, MI 48236State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/25/2001)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
DONNELLY PENMAN & PARTNERS
CRD#: 104448 / SEC#: , 8-52909
Contact information
FINRA licenses (7 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CHRISTIANS, ANDREW CHARLES | TREASURER | 5275038 |
| CUNNINGHAM, GREGORY H | SENIOR VICE PRESIDENT | 6009077 |
| LAMB, JEREMY LOUIS | SECRETARY | 4577771 |
| PENMAN, JAMES CARL | CEO | 2407009 |
| VORHEES, ROY WEBSTER IV | SENIOR VICE PRESIDENT | 4350755 |
| BERNARD, JOHN XAVIER | ASSOCIATE | 6828249 |
| MOLITOR, MICHAEL ARTHUR | ASSOCIATE | 7453889 |
| SADZEWICZ, GERY JOSEPH | CHIEF COMPLIANCE OFFICER | 1090963 |
| SHEA, THOMAS EDWARD | FINOP | 2299633 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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