William K. Oberuch
Professional summary
William Kenneth Oberuch is a registered financial professional currently at BLOOMBERG TRADEBOOK LLC located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 2020. William has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Kenneth Oberuch's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2026 - Present
BLOOMBERG TRADEBOOK LLC
Office #1: 731 Lexington Ave, New York, NY 10022November 10, 2020 - November 12, 2021
BLOOMBERG TRADEBOOK LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/27/2024
General Securities Representative ExaminationFINRA
Current Firm
BLOOMBERG TRADEBOOK LLC
CRD#: 40881 / SEC#: , 8-49219
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 9 |
Red Flags
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