Germaine K. Woods
Professional summary
Germaine Kari Woods, who also goes by Germaine Kari Gayles, Kari Gayles, Germaine Kari Williams, Kari Williams, Kari Woods, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Germaine is registered as a RR (Registered Representative) and started their career in finance in 2007. Germaine has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Germaine Kari Woods's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2017 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901November 29, 2012 - December 31, 2016
LINCOLN INVESTMENT
October 11, 2010 - August 31, 2012
MMC SECURITIES LLC
January 2, 2007 - November 3, 2010
INTERLINK SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2017)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.