KJ
Kerri S. Jamison
NFSG
MESA, AZ 85202
Some features on this profile are disabled
CRD#: 4348584
KJ
Professional summary
Kerri Suzanne Jamison, who also goes by Kerri Suzanne Lasegue, Kerri Suzanne Romero, is a registered financial advisor currently at NFSG CORPORATION located in Mesa, Arizona and NEWBRIDGE SECURITIES CORPORATION located in Mesa, Arizona.
Kerri is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Kerri has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kerri Suzanne Lasegue | Kerri Suzanne Romero
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)REALTOR FOR DPR REALTY: 3048 E BASELINE RD STE 125 MESA AZ 85204: STARTED- 01/2004: 10 HRS PER MONTH, NOT DURING TRADING HOURS: NOT INVESTMENT RELATED. 2)THE LAW OFFICES OF KERRI S. JAMISON, P.L.L.C. (DBA): LAWYER - ESTATE PLANNING ATTORNEY - SELF EMPLOYED STARTED 10/2010 TO PRESENT. NOT INVESTMENT RELATED. SPEND 0-25% OF MY TIME ON THIS ACTIVITY. DO MOST OF IT OUTSIDE OF BUSINESS HOURS. 3) KJ NEWBRIDGE, LLC: SCOTTSDALE, AZ, 1/2025, OWNER - DBA FOR FINANCIAL PLANNING TO COVER ALL EXPENSES FOR THE OFFICE, WILL NOT BE HELD OUT TO CLIENTS IN ANY CAPACITY. MEMBER/FINANCIAL ADVISOR. ONGOING
CRS (Client Relationship Summary) - RIA
Click below to view Kerri Suzanne Jamison's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 10, 2010 - Present
NFSG CORPORATION
Office #1: 2266 South Dobson Road, Suite 200, Mesa, AZ 85202RIA
CRD#: 130814
MESA, AZ
Current
November 5, 2010 - Present
NEWBRIDGE SECURITIES CORPORATION
Office #1: 2266 South Dobson Road, Suite 200, Mesa, AZ 85202BD
CRD#: 104065
Mesa, AZ
Past
November 27, 2007 - October 25, 2010
COMMERCE WEALTH ADVISERS, LLC
RIA
CRD#: 144449
SCOTTSDALE, AZ
Past
July 10, 2007 - October 25, 2010
DEWAAY FINANCIAL NETWORK, LLC
BD
CRD#: 30767
SCOTTSDALE, AZ
Past
March 19, 2003 - July 16, 2007
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC
RIA
CRD#: 104790
SCOTTSDALE, AZ
Past
August 6, 2002 - June 15, 2007
ASSOCIATED SECURITIES CORP.
BD
CRD#: 12969
SCOTTSDALE, AZ
Past
June 3, 2002 - July 11, 2002
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
May 24, 2001 - May 15, 2002
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NC
NFSG CORPORATION
NEWBRIDGE FINANCIAL SERVICES GROUP, INC. | NFSG CORPORATION | NEWBRIDGE FINANCIAL SERVICES, INC.
CRD#: 130814 / SEC#: 801-68448
RIA
Registered Investment Advisory firm - (11/6/2007 Approved)Arizona
Registered Investment Advisory firm - (11/8/2007 Terminated)California
Registered Investment Advisory firm - (11/8/2007 Terminated)Connecticut
Registered Investment Advisory firm - (11/8/2007 Terminated)Florida
Registered Investment Advisory firm - (12/12/2007 Terminated)Illinois
Registered Investment Advisory firm - (11/6/2007 Terminated)Indiana
Registered Investment Advisory firm - (11/8/2007 Terminated)Nevada
Registered Investment Advisory firm - (12/17/2007 Terminated)New Jersey
Registered Investment Advisory firm - (11/14/2007 Terminated)North Carolina
Registered Investment Advisory firm - (11/8/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/13/2007 Terminated)Tennessee
Registered Investment Advisory firm - (12/8/2007 Terminated)Texas
Registered Investment Advisory firm - (11/8/2007 Terminated)Virginia
Registered Investment Advisory firm - (11/8/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(7/28/2016)
RR
Arizona(11/5/2010)
IAR
Arizona(11/10/2010)
RR
Arkansas(3/28/2025)
RR
California(12/19/2014)
RR
Colorado(1/6/2015)
RR
Delaware(6/5/2023)
RR
Florida(1/6/2015)
RR
Georgia(1/28/2025)
RR
Idaho(11/3/2016)
RR
Illinois(12/22/2014)
RR
Indiana(12/11/2017)
RR
Louisiana(1/29/2016)
IAR
Louisiana(1/8/2019)
RR
Maryland(12/22/2014)
RR
Missouri(2/14/2025)
RR
New Jersey(1/5/2015)
RR
New Mexico(1/2/2015)
RR
Ohio(1/10/2023)
RR
Oregon(1/21/2015)
RR
South Dakota(1/2/2015)
RR
Texas(2/14/2025)
RR
Washington(1/6/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
NC
NFSG CORPORATION
NEWBRIDGE FINANCIAL SERVICES GROUP, INC. | NFSG CORPORATION | NEWBRIDGE FINANCIAL SERVICES, INC.
CRD#: 130814 / SEC#: 801-68448
RIA
Registered Investment Advisory firm - (11/6/2007 Approved)Arizona
Registered Investment Advisory firm - (11/8/2007 Terminated)California
Registered Investment Advisory firm - (11/8/2007 Terminated)Connecticut
Registered Investment Advisory firm - (11/8/2007 Terminated)Florida
Registered Investment Advisory firm - (12/12/2007 Terminated)Illinois
Registered Investment Advisory firm - (11/6/2007 Terminated)Indiana
Registered Investment Advisory firm - (11/8/2007 Terminated)Nevada
Registered Investment Advisory firm - (12/17/2007 Terminated)New Jersey
Registered Investment Advisory firm - (11/14/2007 Terminated)North Carolina
Registered Investment Advisory firm - (11/8/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/13/2007 Terminated)Tennessee
Registered Investment Advisory firm - (12/8/2007 Terminated)Texas
Registered Investment Advisory firm - (11/8/2007 Terminated)Virginia
Registered Investment Advisory firm - (11/8/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1200 North Federal Highway Suite 400, Boca Raton, FL 33432
Mailing Address
Phone number
(954) 334-3450
Established
Firm type
Fiscal year end
# of Employees
89
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,587 |
| AUM (Assets Under Management) | $ 813,494,847 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
