Richard Karkada
Professional summary
Richard Karkada is a registered financial professional currently at GRV SECURITIES LLC located in New York, New York.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2001. Richard has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Karkada's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 5, 2016 - Present
GRV SECURITIES LLC
Office #1: 767 5th Avenue Floor 11, New York, NY 10153July 27, 2004 - January 30, 2014
CREDIT SUISSE SECURITIES (USA) LLC
July 26, 2004 - January 30, 2014
CREDIT SUISSE SECURITIES (USA) LLC
June 15, 2001 - July 28, 2004
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/5/2016)
Exams
FINRA
Current Firm
GRV SECURITIES LLC
CRD#: 138348 / SEC#: , 8-67160
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GCM GROSVENOR L.P. | SOLE MEMBER | 108654 |
| DANIEL, DAWNA LYNNE | CHIEF COMPLIANCE OFFICER | 5137048 |
| HENRICH, DIANNA LEA | MANAGING DIRECTOR | 4695780 |
| MONTGOMERY, BURKE JOHNSON | GENERAL COUNSEL | 5067591 |
| SACKS, MICHAEL JAY | MANAGER/CHIEF EXECUTIVE OFFICER | 2077424 |
| SULLIVAN, KATHLEEN PATRICIA | FINANCIAL AND OPERATIONS PRINCIPAL | 5099521 |
Red Flags
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