Stuart K. Nagode

DOVER INVESTMENT ADVISORY

WESTWOOD, MA 02090

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CRD#: 4346606

Professional summary

Stuart Kevin Nagode, who also goes by David Heggar, is a registered financial advisor currently at DOVER INVESTMENT ADVISORY CORPORATION located in Westwood, Massachusetts.

Stuart is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Stuart has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Heggar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stuart Kevin Nagode's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2003 - Present

DOVER INVESTMENT ADVISORY CORPORATION

Office #1: 5 Barlow Lane, Westwood, MA 02090

RIA

CRD#: 123499

WESTWOOD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DOVER INVESTMENT ADVISORY CORPORATION

CRD#: 123499 / SEC#: 801-114388

RIA

Registered Investment Advisory firm - (12/6/2018 Approved)

Massachusetts

Registered Investment Advisory firm - (6/25/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(1/3/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

DOVER INVESTMENT ADVISORY CORPORATION

CRD#: 123499 / SEC#: 801-114388

RIA

Registered Investment Advisory firm - (12/6/2018 Approved)

Massachusetts

Registered Investment Advisory firm - (6/25/2020 Terminated)

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Contact information

Main Address

Dover, MA

Mailing Address

Phone number

(508) 954-9745

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DIAC BROCHURE (11/12/2025)

Regulatory assets under management

Total Number of Accounts	45
AUM (Assets Under Management)	$ 135,408,889

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stuart K. Nagode

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stuart Kevin Nagode's CRS (Customer Relationship Summary).

Certified licenses

Experience

DOVER INVESTMENT ADVISORY CORPORATION

Primary Firm SEC Registration

DOVER INVESTMENT ADVISORY CORPORATION

State Registrations and Notice Filings

Exams

Current Firm

DOVER INVESTMENT ADVISORY CORPORATION

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DOVER INVESTMENT ADVISORY CORPORATION

TRUST BUT VERIFY

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